Justia Legal Ethics Opinion Summaries

These consolidated appeals arose from the district court's appointment of a receiver of Jeffrey Baron's personal property and entities he owned or controlled. Barron and Munish Krishan formed a joint venture involving the ownership and sale of internet domain names. Disputes arose between the venturers, resulting in at least seven lawsuits. The district court subsequently sought to stop Baron's practice of regularly firing one lawyer and hiring a new one. Baron appealed the receivership order and almost every order entered by the district court thereafter. The court reversed and remanded, holding that the appointment of the receiver was an abuse of discretion. Numerous motions and a writ of mandamus to overturn the bankruptcy court's striking of notices of appeal to the district court were also before the court. Most were denied as moot and the court addressed the remaining motions that were relevant. View "Netsphere Inc., et al v. Baron" on Justia Law

A bar served a man alcohol while he was visibly intoxicated, and the man murdered a woman later that evening. The lawyer representing the bar in the subsequent dram shop action did not attempt to add the murderer as a party for apportionment of fault. Following entry of a large judgment against the bar, the bar brought a legal malpractice suit against its attorney. The attorney moved to dismiss for failure to state a claim upon which relief could be granted, arguing that where case law is unsettled, as a matter of law an attorney cannot be held liable for an error in judgment. The superior court granted the motion and the bar appealed. "Because the existence of unsettled law does not excuse an attorney from fulfilling a duty of care," the Supreme Court reversed and remanded the case for further proceedings. View "L.D.G., Inc. v. Robinson" on Justia Law

Appellant, an ALJ within the Iowa Department of Corrections (IDOC), presided over the hearing of an inmate charged with assaulting a corrections officer. Appellant found the inmate guilty of assault. The Office of Citizens' Aide/Ombudsman (Ombudsman) subsequently launched an investigation into Appellant's ruling and subpoenaed her for deposition testimony. Appellant argued that she could assert the mental-process privilege in refusing to answer questions about her decision. The Ombudsman filed an action to enforce the subpoena. The district court ruled the mental-process privilege would not apply to limit deposition testimony in the Ombudsman's investigation, as opposed to a judicial proceeding, and entered an order compelling Appellant's deposition. Appellant and IDOC appealed. The Supreme Court affirmed but on different grounds, holding (1) the mental-process privilege is available to IDOC ALJs in an Ombudsman investigation; but (2) the Ombudsman made a sufficient showing to overcome the privilege. View "Office of Citizens' Aide/Ombudsman v. Edwards" on Justia Law

Hernandez developed Parkinson’s disease, allegedly as the result of his exposure to chemicals at Central Steel, where he worked from 1968 to 1995. From 1995 to 1996, Hernandez was represented by a firm that filed a social security disability claim. From 1999 to 2002, he was represented by Bernstein, Grazian and Volpe, who filed a 1999 workers’ compensation claim, alleging chemical exposure at work. A third law firm was retained in 2004 and filed suit for civil damage recovery, strict product liability and negligence lawsuit against various companies involved in the manufacture and sale of those chemicals; that suit dismissed as time-barred. Hernandez alleged that the Bernstein firm should have advised him that he had other ways to recover beyond seeking workers’ compensation benefits and should have advised that he file a legal malpractice action against the first law firm for its failure to file a product liability suit. In 2009 the circuit court dismissed on grounds of res judicata. The appellate court reversed. The Illinois Supreme Court affirmed, finding that the elements of res judicata had not been proven.View "Hernandez v. Pritikin" on Justia Law

The underlying case in this matter concerned a property dispute between BNSF Railway (BNSF) and Roy D. Mercer, LLC (Mercer) and the interpretation of an easement. BNSF claimed a right to construct large berms on Mercer's property (to divert water from railroad tracks) pursuant to a 1936 easement granted to BNSF's predecessor in interest by Mercer's predecessor in interest. BNSF hired Gandy Dancer, LLC to construct the new berms. Mercer objected and threatened to remove them. Relying upon its easement claim, BNSF filed suit in state court against Mercer seeking to enjoin Mercer from removing the berms and requesting damages. Mercer filed a counterclaim against BNSF for tort damages and inverse condemnation, and joined Gandy Dancer as a party defendant for trespass, negligence, and prima facie tort. Once joined as a party, Gandy Dancer, through its attorneys Riley, Shane & Keller, P.C. (Riley Law Firm), removed the matter to federal court. Upon removal, Mercer hired the Wagner Ford Law Firm. At that time, the firm consisted of attorneys Kenneth Wagner and Lisa Ford. Although the firm was named "Wagner Ford," Ford was only an associate. In January 2010, Mercer added another law firm, Law & Resource Planning Associates, P.C. (the LRPA Law Firm) to represent it in the state court proceeding because of water law issues involved in that case. The Wagner Ford Law Firm ceased representing Mercer in late 2010. In late June 2012, while the state court proceeding was ongoing, the LRPA law firm learned via the Riley firm's website that the Riley firm had hired Ford as a new associate. LRPA promptly sent a letter to the Riley firm raising Ford's conflict of interest and stating that the Riley firm could no longer represent Gandy Dancer in the litigation with Mercer, Ford's former client. The Riley firm filed a motion in the state case seeking judicial approval of a Rule 16-110(C) screening process for Ford that Riley believed would allow its continued representation of Gandy Dancer. The court found that Ford had previously represented Mercer in the same or a substantially similar matter, her role was substantial, and she had a conflict of interest. Nevertheless, the district court found that the equities favored Gandy Dancer and declined to disqualify the Riley firm. Mercer appealed the district court's decision not to disqualify the Riley Firm. In interpreting and applying the rule to this case, the Supreme Court held that when an attorney has played a substantial role on one side of a lawsuit and subsequently joins a law firm on the opposing side of that lawsuit, both the lawyer and the new firm are disqualified from any further representation, absent informed consent of the former client. "We also specifically conclude under the same rule that screening the new attorney from any involvement in the lawsuit is not an adequate response to the conflict." View "Mercer v. Reynolds" on Justia Law

Respondent was a candidate for judge of the fifth district court of appeals of Ohio for the six-year term beginning February 11, 2013. Respondent won in the primary election but lost in the general election. A five-member judicial commission appointed by the Supreme Court concluded that the record before a hearing panel of the Board of Commissioners on Grievances and Discipline supported the panel's finding that Respondent violated several provisions of Canon 4 of the Code of Judicial Conduct during her campaign by using campaign flyers depicting Respondent wearing a judicial robe. The Supreme Court agreed with the commission that the finding of professional misconduct was supported by the record and affirmed the sanctions imposed by the commission of a $1000 fine and $2500 in attorney fees. View "In re Moll" on Justia Law

After the Utah State Bar's Office of Professional Conduct began an attorney discipline proceeding against Donald Gilbert, Gilbert moved to implead the Utah Down Syndrome Foundation pursuant to Utah R. Civ. P. 14(a). The district court granted the motion. The Foundation filed a motion for summary judgment challenging the propriety of impleader and claiming that res judicata barred the causes of action in Gilbert's third-party complaint. The district court denied the motion. The Supreme Court reversed the district court's denial of summary judgment, holding (1) the Standards for Imposing Lawyer Discipline do not permit litigation of collateral matters in attorney discipline proceedings; and (2) therefore, impleader was improper in this case. View "In re Gilbert" on Justia Law

This matter arose from a recommendation of the Judiciary Commission of Louisiana regarding the failure of Justice of the Peace Luann Landry (St. Bernard Parish, Ward E) to comply with the financial reporting requirements of Louisiana Supreme Court Rule XXXIX for calendar year 2010. Upon review, the Supreme Court found that the record establishes by clear and convincing evidence that Justice of the Peace Landry failed to comply with the financial disclosure requirement thereby subjecting her to a civil monetary penalty. Justice of the Peace Landry was ordered to pay a civil penalty in the amount of $500.00, plus costs of $554.00. View "In re Justice of the Peace Luann Landry" on Justia Law

This matter arose from a recommendation of the Judiciary Commission of Louisiana regarding the failure of Justice of the Peace Stacie P. Myers (Point Coupee Parish, District 4) to comply with the financial reporting requirements of Louisiana Supreme Court Rule XXXIX for calendar year 2010.Upon review, the Supreme Court found that the record establishes by clear and convincing evidence that Justice of the Peace Myers failed to comply with the financial disclosure requirement thereby subjecting her to a civil monetary penalty. Justice of the Peace Myers was ordered to pay a civil penalty in the amount of $1,500.00. View "In re Justice of the Peace Stacie Myers" on Justia Law

This matter arose from a recommendation of the Judiciary Commission of Louisiana regarding the failure of Justice of the Peace Thomas Threet (Calcasieu Parish, Ward 6) to comply with the financial reporting requirements of Louisiana Supreme Court Rule XXXIX for calendar year 2010. Upon review, the Supreme Court concluded that the record established by clear and convincing evidence that Justice of the Peace Threet failed to comply with the financial disclosure requirement thereby subjecting him to a civil monetary penalty. Justice of the Peace Threet was ordered to pay a civil penalty in the amount of $2,500.00, plus costs of $253.20. In addition, Justice of the Peace Threet was ordered to file his financial disclosure statement for 2010. View "In Re: Justice of the Peace Thomas Threet" on Justia Law