Justia Legal Ethics Opinion Summaries

On the evening of May 2, 2021, and into the early hours of May 3, 2021, an incident occurred at the home of Judy Foster involving her adoptive son, Donald Edward Foster, and M.W., an 18-year-old acquaintance. Foster, armed with a knife and later a handgun, threatened both women, restrained and bound them, and moved them to the basement. He isolated Judy in a bathroom and then committed multiple distinct acts of sexual assault against M.W., including oral, anal, and attempted vaginal penetration, each separated by time, location, and intervening events. After several hours, M.W. convinced Foster to leave the house, and he was apprehended by law enforcement.The State charged Foster with multiple counts, including aggravated sexual intercourse without consent, attempted sexual intercourse without consent, and aggravated kidnapping. During jury selection, the State disclosed newly discovered evidence from Foster’s cellmate, leading to an in-chambers discussion from which Foster was absent due to safety concerns. Foster’s counsel moved for a continuance, which the District Court of the Thirteenth Judicial District, Yellowstone County, granted. Foster later ratified this decision. At trial, the State did not use the cellmate’s evidence, and the jury convicted Foster on all counts.The Supreme Court of the State of Montana reviewed Foster’s claims of ineffective assistance of counsel, statutory violations regarding multiple charges from the same transaction, and due process violations for his absence from a critical stage. The court held that counsel was not ineffective for failing to object to multiple charges, as each offense was based on distinct acts. The court also found that Foster’s absence from the in-chambers discussion was harmless error, as he was promptly informed and ratified the decision, and the evidence in question was not used at trial. The court affirmed Foster’s convictions. View "State v. Foster" on Justia Law

In January 2013, Stanislav “Steven” Yelizarov robbed a jewelry store after a series of serious events, including home burglaries and kidnapping. He received a thirty-year sentence for kidnapping and conspiracy to commit a Hobbs Act robbery. Over eight years, Yelizarov agreed to two plea deals, filed two motions under 28 U.S.C. § 2255, was sentenced twice, and had three judges decide parts of his cases. He appealed, arguing ineffective assistance of counsel during plea negotiations and that his sentence was unreasonable.The United States District Court for the District of Maryland initially sentenced Yelizarov to 360 months based on a plea agreement. After learning of a potential murder charge, Yelizarov renegotiated a plea deal, which included a waiver of appeal. He later filed a § 2255 motion, claiming ineffective assistance of counsel, arguing his attorney failed to advise him properly about the murder charge and its implications. The district court denied the motion, finding no prejudice from the attorney’s actions, as Yelizarov was aware of the potential murder charge and chose to plead guilty.The United States Court of Appeals for the Fourth Circuit reviewed the case. The court affirmed the district court’s decision, agreeing that Yelizarov was not prejudiced by his counsel’s performance. The court found that Yelizarov knowingly waived his right to appeal his sentence, including claims of procedural and substantive unreasonableness. The court dismissed his appeal regarding the reasonableness of his sentence, enforcing the waiver of appeal in his plea agreement. The court emphasized that a failure to mention specific sentencing factors does not constitute procedural unreasonableness. The decision was affirmed in part and dismissed in part. View "US v. Yelizarov" on Justia Law

The defendant was charged with first-degree manslaughter after fatally stabbing her boyfriend during a violent altercation. She claimed that she acted in self-defense, citing a history of severe physical abuse by the victim, including multiple incidents of strangulation and a recent sexual assault immediately preceding the stabbing. Several witnesses corroborated the defendant’s account of ongoing abuse, and an order of protection had previously been issued against the victim.The case was tried in Supreme Court, Erie County, where the defendant’s counsel pursued a justification defense under Penal Law § 35.15. During summation, the prosecutor misrepresented the defendant’s testimony by stating that she had never claimed to fear for her life, despite clear testimony to the contrary. The prosecutor also repeatedly accused the defendant of lying, using the term “lies” numerous times. Defense counsel did not object to these remarks. The jury convicted the defendant. On appeal, the Appellate Division, Fourth Department, affirmed the conviction, holding that the issue was unpreserved and that counsel’s failure to object did not constitute ineffective assistance. However, the Appellate Division did grant sentencing relief under the Domestic Violence Survivors Justice Act.The New York Court of Appeals reviewed the case and held that the defendant was denied meaningful representation due to her counsel’s failure to object to the prosecutor’s improper summation remarks. The Court found that the prosecutor’s misstatement of the evidence and repeated personal attacks on the defendant’s credibility exceeded permissible advocacy and undermined the fairness of the trial. The Court concluded that, in the absence of any strategic justification for counsel’s silence, the defendant was deprived of a fair trial. The order of the Appellate Division was reversed, and a new trial was ordered. View "People v T.P." on Justia Law

Elena Gaston was indicted on charges of trafficking persons for sexual servitude, conspiracy, deriving support from prostitution, and money laundering. The Commonwealth alleged that she ran an escort service where her employees provided sexual services for money. On the day of her trial, a plea agreement was proposed, but during the plea colloquy, Gaston denied key elements of the charges, leading the judge to proceed to trial. During the trial, defense counsel made improper opening statements, conceding Gaston's guilt and inviting the jury to consider irrelevant factors, which led the Commonwealth to move for a mistrial.The trial judge initially opted for a curative instruction instead of a mistrial but later declared a mistrial after concluding that defense counsel's actions constituted ineffective assistance of counsel. The judge noted that defense counsel's failure to consult with Gaston on his opening statement and the detrimental impact of his strategy on her defense warranted a mistrial. Gaston, represented by new counsel, filed a motion to dismiss the indictments on double jeopardy grounds, which the trial judge denied.Gaston then filed a petition in the county court seeking relief from the denial of her motion to dismiss. The petition was denied by a single justice, and she appealed to the Supreme Judicial Court. The Supreme Judicial Court affirmed the single justice's decision, holding that the trial judge did not abuse his discretion in declaring a mistrial due to manifest necessity. The court found that the trial judge carefully considered alternatives and provided both parties with opportunities to be heard before declaring a mistrial. The court concluded that defense counsel's conduct was manifestly unreasonable and deprived Gaston of a substantial ground of defense, justifying the mistrial. View "Gaston v. Commonwealth" on Justia Law

The defendant was convicted of second-degree murder for the fatal stabbing of a 20-year-old in August 2007, when he was 16 years old. The prosecution presented police-arranged single photo identifications made the day after the crime. The defendant moved to suppress these identifications, arguing they were conducted in a suggestive manner. The Supreme Court ordered a Rodriguez/Wade hearing to determine the admissibility of the identifications, but the hearing was never held. During the trial, the prosecution called an eyewitness who identified the defendant as the perpetrator, despite earlier stating they would not call this witness. The defense counsel did not object to the witness being called or request a Rodriguez/Wade hearing.The Supreme Court convicted the defendant, and he appealed, arguing that the missing transcript of jury deliberation proceedings constituted a mode of proceedings error and that his trial counsel was ineffective. The Supreme Court summarily denied the defendant's CPL 440.10 motion without an evidentiary hearing and denied his motion for a reconstruction hearing. The Appellate Division modified the judgment by reducing the defendant's sentence but affirmed the order denying the CPL 440.10 motion, rejecting the defendant's claims.The New York Court of Appeals reviewed the case and rejected the defendant's mode of proceedings claim, holding that a missing transcript alone does not entitle a defendant to vacatur of their conviction. The court stated that the proper remedy for a missing transcript is a reconstruction hearing, provided the defendant's conduct shows a good faith effort to obtain prompt and effective reconstruction. The court also held that the Supreme Court abused its discretion by summarily denying the CPL 440.10 motion without an evidentiary hearing, as the defendant's ineffective assistance claim could not be resolved without resolving questions of fact. The case was remitted to the Supreme Court for an evidentiary hearing on the CPL 440.10 motion. View "People v Salas" on Justia Law

Shawn Russell Sorensen was convicted of conspiracy to distribute methamphetamine and sentenced to mandatory life imprisonment based on prior state convictions for drug offenses. He filed a motion under 28 U.S.C. § 2255 to vacate, set aside, or correct his sentence, arguing ineffective assistance of counsel for not contesting the qualification of his prior convictions as "felony drug offenses" under 21 U.S.C. § 841’s sentencing enhancement scheme.The United States District Court for the District of South Dakota dismissed Sorensen's motion. The court found that his counsel's performance was not deficient, as the argument regarding the categorical approach to his prior convictions was considered novel at the time of sentencing. Sorensen appealed, and the United States Court of Appeals for the Eighth Circuit granted a certificate of appealability on the ineffective assistance of counsel claim.The Eighth Circuit affirmed the district court's decision. The court held that even if counsel's performance was deficient, Sorensen failed to demonstrate prejudice. The court applied the categorical and modified categorical approaches to determine that Sorensen's prior convictions under Arizona and South Dakota statutes qualified as felony drug offenses. The Arizona statute was found to be divisible, and Sorensen's conviction for possession of methamphetamine matched the federal definition of a felony drug offense. Similarly, the South Dakota statute was also deemed divisible, and Sorensen's conviction for possession of methamphetamine under this statute qualified as a felony drug offense. Therefore, Sorensen's sentence was upheld, and the district court's judgment was affirmed. View "Sorensen v. United States" on Justia Law

A criminal defendant was charged with operating while intoxicated after being pulled over for speeding. The arresting officer used radar to determine the defendant's speed. The assistant county attorney, Theron Christensen, prosecuted the case. After the defense exposed weaknesses in the State's case during depositions, Christensen filed a motion in limine to exclude certain evidence. The defendant resisted and moved for sanctions against Christensen, arguing the motion was frivolous and in bad faith. Christensen later withdrew the motion and dismissed the case, allegedly to avoid the officer testifying about radar calibration issues.The Iowa District Court for Story County dismissed the charges and later imposed a $2,072 monetary sanction on Christensen under Iowa Rule of Civil Procedure 1.413 and Iowa Code § 619.19, finding his actions sanctionable. Christensen filed a petition for writ of certiorari, challenging the sanctions.The Iowa Supreme Court reviewed the case and determined that neither Iowa Rule of Civil Procedure 1.413 nor Iowa Code § 619.19 applies to criminal cases. The court emphasized that these rules and statutes are intended for civil cases only and that the rules of civil procedure do not apply to criminal proceedings unless explicitly stated. The court held that the district court erred in imposing monetary sanctions on Christensen based on these civil rules and statutes. Consequently, the Iowa Supreme Court sustained the writ and reversed the sanctions order and the monetary sanction imposed on Christensen. View "Christensen v. Iowa District Court For Story County" on Justia Law

Terry Break was convicted in 2021 of multiple child sexual abuse offenses, including rape, second-degree sexual assault, and sexual indecency with a child, involving three minor victims. He received six life sentences plus 488 years in prison and $425,000 in fines. His convictions were affirmed on direct appeal. Break then filed a Rule 37 petition for postconviction relief, claiming ineffective assistance of counsel on several grounds.The Boone County Circuit Court denied Break's petition. The court found that the State had provided sufficient evidence of "sexual gratification or desire" for the offenses, and thus, trial counsel was not ineffective for failing to challenge this element. The court also found that the prosecutor's comment during closing arguments, referring to Break as a "proven liar," was based on Break's own admissions and was not improper. Additionally, the court determined that the prosecutor's opening statement did not shift the burden of proof, as it referred to Break's demeanor during a recorded interview rather than his silence at trial. Lastly, the court acknowledged that the prosecutor's biblical reference during closing arguments was improper but concluded that Break failed to show that trial counsel's failure to object constituted ineffective assistance.The Arkansas Supreme Court reviewed the case and affirmed the circuit court's decision. The court held that Break failed to demonstrate that his trial counsel's performance was deficient or that any alleged deficiencies prejudiced the outcome of his trial. The court emphasized that Break did not provide sufficient evidence to support his claims of ineffective assistance and that the decisions made by his trial counsel fell within the range of reasonable professional judgment. View "BREAK v. STATE OF ARKANSAS" on Justia Law

Mitchell Rivers was convicted of Homicide by Child Abuse (HCA) following the death of his four-month-old adoptive child, who died from asphyxiation. During the trial, the State introduced evidence of the child's prior injuries, which were unrelated to the cause of death. Rivers' trial attorney objected to this evidence pretrial but failed to renew the objection during the trial, leaving the issue unpreserved for appeal. Rivers subsequently filed for post-conviction relief (PCR), claiming ineffective assistance of counsel.The PCR court denied relief, finding that Rivers was not prejudiced by his attorney's failure to renew the objection. However, the court of appeals reversed this decision, holding that Rivers was prejudiced by his attorney's errors, as there was no nexus between the collateral injury evidence and the circumstances surrounding the child's death.The Supreme Court of South Carolina reviewed the case and reversed the court of appeals' decision. The Supreme Court found that even if the collateral injury evidence had been excluded, there was no reasonable probability that the jury's verdict would have been different. The court noted that Rivers' actions, including his failure to seek medical assistance after the child resumed wheezing and his inability to perform CPR, demonstrated a conscious disregard for the risk of the child's death, thus establishing extreme indifference beyond a reasonable doubt. Consequently, Rivers failed to satisfy the prejudice prong of the Strickland test for ineffective assistance of counsel. The decision of the court of appeals was reversed. View "Rivers v. State" on Justia Law

Ray Eugene Pollard was convicted of malice murder for the shooting death of Jonathon McAfee. The incident occurred on October 3, 2020, and Pollard was indicted on multiple charges, including malice murder and aggravated assault. During the trial, evidence showed that Pollard had a history of threatening behavior towards McAfee and had been at the scene of the shooting. Pollard's vehicle was found with damage consistent with evidence collected near the crime scene. Additionally, Pollard's inconsistent statements to police and his admission of being at the scene further implicated him.The Baldwin County trial court entered a nolle prosequi for one count and a jury found Pollard guilty of the remaining charges. Pollard was sentenced to life in prison without the possibility of parole for malice murder. His conviction for aggravated assault merged with the malice murder conviction for sentencing purposes. Pollard filed a motion for a new trial, which was denied by the trial court.The Supreme Court of Georgia reviewed the case on appeal. Pollard argued that his trial counsel was ineffective for failing to object to the admission of cell-site location information (CSLI) obtained without a search warrant. The court assumed, without deciding, that the trial counsel's performance was deficient. However, the court found that Pollard did not demonstrate that the outcome of the trial would have been different without the CSLI evidence. The court noted that the other evidence against Pollard was strong, including his presence at the scene, physical evidence, and his threatening behavior. Consequently, the court affirmed Pollard's conviction, concluding that he did not suffer prejudice from the alleged deficiency in his counsel's performance. View "POLLARD v. THE STATE" on Justia Law