Justia Legal Ethics Opinion Summaries

Plaintiffs Startley General Contractors, Inc. ("Startley"), and Mandy Powrzanas, appealed the denial of their renewed motion to have Jefferson Circuit Court Judge Robert Vance, Jr. recuse himself from the underlying action the plaintiffs filed against the Water Works Board of the City of Birmingham ("BWWB"), Board members, Jones Utility and Contracting Co., Inc., and Richard Jones (collectively, “defendants.”). Plaintiffs alleged the defendants conspired to violate Alabama's competitive-bid law in ways that resulted in financial harm to the plaintiffs. Plaintiffs contended that Judge Vance had received monetary contributions to his 2018 campaign for Chief Justice of the Alabama Supreme Court from law firms and attorneys representing the defendants. The Alabama Supreme Court concluded the renewed motion to recuse did not fall under the auspices of section 12–24–3, Ala. Code 1975, because it was not based on campaign contributions in "the immediately preceding election." Moreover, “even if [section] 12–24–3 did apply, the plaintiffs failed to establish a rebuttable presumption for recusal because, in order to meet the required threshold, the plaintiffs: (1) included contributions from law firms and individuals who were not ‘parties,’ as that term is defined in 12–24–3(c), to the case; (2) aggregated campaign contributions from multiple parties in contravention to 12–24–3(b) addressing campaign contributions made by ‘a party to the judge or justice’; and (3) incorrectly assumed that ‘total campaign contributions raised during the election cycle’ refers to one-month totals for campaign contributions rather than the ordinary meaning of an ‘election cycle,’ which concerns a longer period.” The Court concluded plaintiffs did not establish that a single, actual "party" to this case gave a "substantial campaign contribution" that would give rise to the conclusion that "[a] reasonable person would perceive that [Judge Vance's] ability to carry out his ... judicial responsibilities with impartiality is impaired." View "Startley General Contractors, Inc. v. Water Works Board of the City of Birmingham et al." on Justia Law

The Court of Appeal affirmed the trial court's judgment entered in favor of the law firm in an action where defendant entered a written settlement and release from a 2008 judgment to the plaintiff in the underlying lawsuit. The settlement and release released the attorney fees and costs due to the law firm pursuant to the firm's retainer agreement with plaintiff. The law firm then brought this action against defendant, seeking attorney fees and costs, plus interest, awarded in the underlying litigation and incorporated into the judgment.The court held that defendant's act of executing the memorandum was communicative, but it was one act in a course of tortious conduct to deprive the law firm of its attorney fees. Therefore, defendant's noncommunicative conduct was not protected by the litigation privilege. The court also held that there was sufficient evidence to establish that defendant knew of the law firm's attorney fee lien and that he intended to interfere with the firm's collection of its attorney fees and costs. View "Mancini & Associates v. Schwetz" on Justia Law

After plaintiff, an attorney, discovered that SBAND was using his compulsory dues to oppose a state ballot measure he supported, plaintiff filed suit against SBAND and various state officials in their official capacities, alleging First Amendment claims. The district court granted summary judgment for defendants and the Eighth Circuit affirmed. A year later, the Supreme Court issued its decision in Janus v. American Federation of State, County, and Municipal Employees, 138 S. Ct. 2448 (2018).On remand from the Supreme Court, the Eighth Circuit again affirmed the district court's judgment and held that Janus did not alter its prior decision explaining why the district court did not err in granting summary judgment dismissing plaintiff's claim that SBAND's procedures violate his right to "affirmatively consent" before subsidizing non-germane expenditures. The court held that plaintiff forfeited his claim that mandatory state bar association membership violates the First Amendment by compelling him to pay dues and to associate with an organization that engages in political or ideological activities; SBAND's revised fee statement and procedures clearly do not force members to pay non-chargeable dues over their objection; nothing in the summary judgment record suggests that SBAND's revised fee statement is so confusing that it fails to give SBAND members adequate notice of their constitutional right to take the Keller deduction. View "Fleck v. Wetch" on Justia Law

The Fifth Circuit held that the magistrate judge's dual role—generator and administrator of court fees—creates a conflict of interest when the judge sets an arrestee's bail, and therefore violates due process. Like the mayor in Ward v. Monroeville, the court held that because a magistrate judge must manage his chambers to perform the judicial tasks the voters elected him to do, he has a direct and personal interest in the fiscal health of the public institution that benefits from the fees his court generates and that he also helps allocate. Furthermore, the bond fees impact the bottom line of the court to a similar degree that the fines did in Ward. Accordingly, the court affirmed the district court's determination that the magistrate judge's institutional incentives create a substantial and unconstitutional conflict of interest when he determines the class's ability to pay bail and sets the amount of that bail. View "Caliste v. Cantrell" on Justia Law

Plaintiffs sued Kissler and her medical marijuana collective (Alternatives), alleging defendants failed to pay them for their contract work growing marijuana. The summons and complaint were served: defendants actively participated in the case but failed to file any responsive pleading. They did not move to quash service. At a case management conference, the judge warned defendants their response to the complaint was long-overdue and that challenging the validity of service required a motion. The court ordered the plaintiffs to take the defendants’ default by a specified date or else be sanctioned. Weeks later, plaintiffs took their default. Meanwhile, Kissler was pursuing cases she had filed against plaintiffs: an unlawful detainer action in which she obtained a writ to remove plaintiffs from her property, and a breach of contract action that alleged plaintiffs, not Kissler had breached the contract. Kissler obtained a discovery ruling in her separate contract action that, contrary to her complaint allegations, deemed plaintiffs to have admitted Kissler was not a party to that contract. Kissler sought to set the default aside.The court of appeal affirmed the denials of discretionary relief from default under Code of Civil Procedure 473(b)) on the ground of excusable mistake. Kissler was capable of ascertaining the rules and using them to her advantage when it suited her. Alternatives was “one and the same” party as Kissler, an attorney. The attorney declaration of fault she filed was of no legal effect for purposes of granting mandatory relief from default under section 473(b). View "McClain v. Kissler" on Justia Law

Gulfport OB-GYN was a professional association of physicians specializing in obstetrical and gynecological care. In 2008, it hired the law firm Dukes, Dukes, Keating & Faneca, P.A., to assist in negotiating the hiring of Dr. Donielle Daigle and to prepare an employment agreement for her. Five years later, Dr. Daigle and another physician left Gulfport OB-GYN to establish their own practice. They sued Gulfport OB-GYN for unpaid compensation and sought a declaratory judgment that the noncompetition covenant was unenforceable. The departing physicians ultimately prevailed, with the chancery court holding the noncompetition covenant not applicable to Dr. Daigle because she left voluntarily and was not “terminated by the Employer.” The chancery court decision was initially appealed, but the dispute was later settled through mediation when Gulfport OB-GYN agreed to pay Dr. Daigle $425,000. Gulfport OB-GYN then filed this legal-malpractice suit against the attorney who drafted the employment agreement and her firm. The circuit court granted summary judgment to the defendants after finding Gulfport OB-GYN had failed to produce sufficient evidence that it would have received a better deal but for the attorneys’ alleged negligence, i.e., Gulfport OB-GYN failed to prove that the alleged negligence caused it damages. The Mississippi Supreme Court agreed and affirmed. View "Gulfport OB-GYN, P.A. v. Dukes, Dukes, Keating & Faneca, P.A." on Justia Law

After appellants obtained a judgment in their favor, the trial court declared Greene the prevailing party and awarded him attorney fees under a contractual attorney fee provision. Greene appealed, contending that the trial court erred in calculating his damages. Greene later voluntarily dismissed his appeal. Respondent then moved for an award of attorney fees incurred on appeal.The Court of Appeal reversed and held that the trial court erred in awarding respondent her attorney fees because Greene was the prevailing party in the action. The court explained that the fact that the court awarded respondent costs in connection with the prior appeal did not conclusively establish her entitlement to attorney fees under Civil Code section 1717. Furthermore, respondent was not entitled to attorney fees under Code of Civil Procedure section 128.5 where Greene's appeal was not frivolous. View "De la Carriere v. Greene" on Justia Law

Nicole, age 13 became a dependent of the juvenile court. Nicole suffered from emotional and behavioral problems and later became “[a] dependent minor who turns 18 years of age” with a permanent plan of long-term foster care, continuing under the juvenile court’s jurisdiction because she agreed that she would continue her education. The designation continued despite her noncompliance, a pregnancy, and living in an unapproved home with a boyfriend who had a history of selling illegal drugs and committing domestic violence. When Nicole turned 20, the Agency recommended that the court dismiss Nicole’s dependency, citing failure to participate in services. In a special writ proceeding, the court of appeal directed the juvenile court to vacate its order requiring Nicole’s therapist to testify about confidential communications relating to whether Nicole has a qualifying mental condition. The juvenile court later terminated its dependency jurisdiction because she had reached the age of 21. The court dismissed Nicole’s case. In her dependency case, Nicole sought an award of attorney’s fees under Code of Civil Procedure section 1021.5, which codifies the private attorney general doctrine exception. The court of appeal affirmed the denial of the motion; section 1021.5 fees are not recoverable in a dependency proceeding. View "In re Nicole S." on Justia Law

Taeb’s attorney, Trigger, failed to appear for trial in Taeb’s dissolution case. The court entered a Code of Civil Procedure section 128.5 sanctions order. The court of appeal reversed as to Taeb and affirmed as to Trigger, abrogating a 2016 holding that an objective standard applied when determining whether a party’s or an attorney’s conduct is sanctionable under section 128.5, as it did under section 128.7 and that section 128.5 did not incorporate the safe harbor provisions of section 128.7. Section 128.5 has since been amended to specifically overrule the decision on those points. The law concerning the kind of conduct sanctionable under sections 128.5 and 128.7 has largely returned to its previous state; a more stringent standard requiring subjective bad faith applies to section 128.5, and a lesser standard, requiring only objective bad faith, applies to section 128.7. The conduct for which Trigger was sanctioned can support the requisite finding of bad faith. Taab, however, did appear on the scheduled trial date and only relayed what Trigger told him. There is no evidence Taab was even aware Trigger had misrepresented her readiness for trial or that she made no effort to correct what she had told the court. View "In re: Marriage of Sahafzadeh-Taeb & Taeb" on Justia Law

The Fifth Circuit affirmed the district court's grant of summary judgment for plaintiffs in an action against Judges of the Orleans Parish Criminal District Court under 42 U.S.C. 1983, alleging that the Judges' practices in collecting criminal fines and fees violated the Due Process Clause of the Fourteenth Amendment.The court agreed and held that the district court did not err in applying the principles from Tumey v. State of Ohio, which held that officers acting in a judicial or quasi judicial capacity are disqualified by their interest in the controversy to be decided, and Ward v. Vill. of Monroeville, which presented a situation in which an official perforce occupies two inconsistent positions and necessarily involves a lack of due process of law in the trial of defendants charged with crimes before him. In this case, the Judges have exclusive authority over how the Judicial Expense Fund is spent, they must account for the OPCDC budget to the New Orleans City Council and New Orleans Mayor, and the fines and fees make up a significant portion of their annual budget. View "Cain v. White" on Justia Law