Justia Legal Ethics Opinion Summaries
Helena County Club v. Brocato
In this interlocutory appeal, the Supreme court reversed the circuit court’s disqualification of counsel for Appellant. The circuit court dismissed counsel on the basis that counsel had a conflict and was disqualified from representing Appellant. On appeal, Appellant argued, among other things, that the circuit court erred in disqualifying Appellant’s counsel based solely on opposing counsel’s statement that the attorney would be called as a witness. The Supreme Court remanded the matter for further proceedings, holding that the circuit court’s decision to impose “the drastic measure” of disqualifying counsel constituted an abuse of discretion because there was no motion to disqualify counsel or any consideration of the factors set forth in Weigel v. Farmers Insurance Co., 158 S.W.3d 147, 150-51 (Ark. 2004). View "Helena County Club v. Brocato" on Justia Law
Posted in:
Arkansas Supreme Court, Legal Ethics
Collins v. PBGC
The DC Circuit affirmed the district court's denial of plaintiffs' motion to compel payment of attorneys' fees that they say should have been but were not paid as a result of PBGC doing too little to identify and make payments to class members. The court's de novo interpretation of the wrap-up agreement gave it no reason to question the district court's conclusion that PBGC fully performed notwithstanding class counsel's unsupported assertions to the contrary. The court also held that PBGC did not prevent class counsel's performance of the wrap-up agreement. In this case, the parties intended that the wrap-up would be complete within ten years. This ten year period was unambiguous and has expired. View "Collins v. PBGC" on Justia Law
Collins v. PBGC
The DC Circuit affirmed the district court's denial of plaintiffs' motion to compel payment of attorneys' fees that they say should have been but were not paid as a result of PBGC doing too little to identify and make payments to class members. The court's de novo interpretation of the wrap-up agreement gave it no reason to question the district court's conclusion that PBGC fully performed notwithstanding class counsel's unsupported assertions to the contrary. The court also held that PBGC did not prevent class counsel's performance of the wrap-up agreement. In this case, the parties intended that the wrap-up would be complete within ten years. This ten year period was unambiguous and has expired. View "Collins v. PBGC" on Justia Law
CA Self-Insurers’ Sec. Fund v. Super. Ct.
Petitioners California Self-Insurers’ Security Fund (the Fund) and Nixon Peabody LLP (Nixon Peabody or the firm) sought a writ of mandate to direct the trial court to vacate its order disqualifying Nixon Peabody from representing the Fund in the underlying case. Petitioners argued the trial court mistakenly believed it was compelled by law to disqualify the firm; the court instead should have made further factual findings and exercised its discretion. Real parties in interest contended disqualification was mandatory and therefore no discretion needed to be exercised. The Court of Appeal concluded that automatic disqualification was not required under these facts. View "CA Self-Insurers' Sec. Fund v. Super. Ct." on Justia Law
In re Robert M.A. Nadeau
The Supreme Court concluded that former York County Probate Judge Robert M.A. Nadeau violated Rule 2.11(A) of the Maine Code of Judicial Conduct when he participated in the resolution of a case after acknowledging that he would be required to recuse for bias if an evidentiary hearing were necessary. The court accepted the Committee on Judicial Responsibility and Disability’s recommendation and ordered that Judge Nadeau be publicly reprimanded for violating Rule 2.11(A), noting that, while a sanction was warranted for Judge Nadeau’s misconduct, the need to deter others from similar misconduct was tempered by the fact that Judge Nadeau was no longer a judicial officer and was serving a suspension from the practice of law. View "In re Robert M.A. Nadeau" on Justia Law
Posted in:
Legal Ethics, Maine Supreme Judicial Court
Artus v. Gramercy Towers Condominium Association
The 260-unit San Francisco condominium property is subject to the Davis-Stirling Common Interests Development Act, Civ. Code, 4000. Artus, a J.D., Ph.D., owns three condominiums. The homeowner’s association (HOA) is governed by a board, previously elected by cumulative voting: a member would receive a number of votes equal to the total number of directors to be elected and could cast all her ballots for one candidate. Artus was elected to the board three times. The HOA voted by a substantial majority to eliminate cumulative voting. Artus sued, citing the Act, and obtained preliminary injunctive relief, preventing a board election under the new, direct vote rule. In the meantime, the HOA held another election and again approved direct voting by a substantial margin. Finding that the second election addressed “whatever valid objections [Artus] may have had” and the HOA had made good faith efforts to comply with the law, the court denied relief after trial. The court of appeal affirmed, rejecting Artus’ claim for statutory fees and costs. Neither the Davis-Stirling Act nor the legislative history of the fee provision at issue evidences any intent to depart from well-established principles that fees and costs are ordinarily not granted for interim success. View "Artus v. Gramercy Towers Condominium Association" on Justia Law
In re L.H., L.H. and L.H., Juveniles
The issue this case presented for the Vermont Supreme Court's review centered on whether a court could terminate parents’ parental rights following a hearing in which, over an objection, the State was represented by the same lawyer who had previously represented the children in the same matter. Mother and father separately appealed the court’s order terminating their parental rights with respect to three of their daughters. The Supreme Court did not address many of their challenges to the trial court’s findings and conclusions because the Court concluded a conflict of interest by the State’s counsel compromised the proceedings. Accordingly, the case was reversed and remanded for a new hearing. View "In re L.H., L.H. and L.H., Juveniles" on Justia Law
Heron Bay Homeowners Association v. City of San Leandro
Halus owned land in a San Leandro industrial zone, where it designed and manufactured wind turbines. It proposed to install a 100-foot-tall wind turbine to generate energy and conduct research and development; it sought a variance from zoning restrictions on height. San Leandro conducted an analysis under the California Environmental Quality Act (Pub. Resources Code 21000) (CEQA). The turbine would have been within the San Francisco Bay Estuary, a major refuge for many species, including threatened or endangered species, and 500 feet from a residential development. The city proposed a mitigated negative declaration (MND) allowing the project to go forward with mitigation measures. In response to comments and objections, San Leandro released a revised MND adding mitigation or monitoring recommended by the Department of Fish and Game, without requiring an Environmental Impact Report (EIR). HOA filed suit. The court held that San Leandro failed to comply with CEQA. San Leandro set aside its approval. The project did not proceed. The court granted HOA attorneys’ fees, Code of Civil Procedure 1021.5. The court of appeal affirmed, finding that the action resulted in the enforcement of an important right affecting the public interest, a significant benefit was conferred on the general public or a large class of persons, and the necessity and financial burden of private enforcement made the award appropriate. View "Heron Bay Homeowners Association v. City of San Leandro" on Justia Law
Hyatt Franchising, L.L.C. v. Shen Zhen New World I, LLC
Shen Zhen was to renovate a Los Angeles hotel and operate it using Hyatt’s business methods and trademarks. Later, Hyatt declared that Shen Zhen was in breach. An arbitrator concluded that Shen Zhen owes Hyatt $7.7 million in damages plus $1.3 million in attorneys’ fees and costs. The Seventh Circuit affirmed an order of enforcement, Shen Zhen stated that it is unwilling to reimburse Hyatt's legal expenses unless Hyatt prevails in a separate arbitration, then asked the American Arbitration Association to dismiss on the ground that the award of fees is exclusively a judicial matter. Shen Zhen also petitioned the Central District of California to relieve it of any obligation to comply with the award and “countermand a final decision of the Seventh Circuit.” The court stated “it is hard to find words to describe the conduct of a party that refuses to accept not only the arbitrator’s decision but also a final judicial outcome and scours the nation in search of a different opinion” and ordered Shen Zhen to pay Hyatt’s fees and costs in the district court and on appeal as a sanction for unnecessary and pointless litigation. The court ordered Shen Zhen’s lawyers to show cause why they should not be held jointly and severally responsible for these fees under 28 U.S.C. 1927. View "Hyatt Franchising, L.L.C. v. Shen Zhen New World I, LLC" on Justia Law
Labor & Workforce Development Agency v. Superior Court
A Public Records Act request in this case was made on behalf of Fowler Packing Company, Inc. (Fowler) and Gerawan Farming, Inc. (Gerawan) in response to the 2015 enactment of Assembly Bill 1513 (AB 1513) codified in Labor Code section 226.2 (Stats. 2015, ch. 754, § 5 (2015 - 2016 Reg. Sess.) eff. Jan. 1, 2016). AB 1513 addressed the issue of minimum wages for employees paid on a piece-rate basis (i.e., paid per task) and included safeharbor provisions that provide employers with an affirmative defense against wage and hour claims based on piece-work compensation so long as back pay is timely made. The safe-harbor provisions contained carveouts that placed the safe-harbor provisions out of reach for several California companies including Fowler and Gerawan. The Public Records Act request at the heart of this case sought in pertinent part: “Any and all public records referring or relating to communications between the California Labor & Workforce Development Agency, its officers, and its staff and the United Farm Workers of America regarding AB 1513;” “Any and all public records referring or relating to the statutory carve out for any ‘claim asserted in a court pleading filed prior to March 1, 2014,’ as codified in AB 1513 section 226.2(g)(2)(A);” and, “Any and all public records referring or relating to AB 1513” and Fowler and Gerawan. The trial court ordered the Agency to produce “an index identifying the author, recipient (if any), general subject matter of the document, and the nature of the exemption claimed” to justify withholding information in response to a request for documents under the Public Records Act. The Agency petitioned for writ relief to the Court of Appeal to prevent disclosure of the identities of the parties with whom the Agency communicated confidentially in formulating AB 1513, the substance of these communications, and communications with the Office of Legislative Counsel (Legislative Counsel) during the drafting process. The Court of Appeal granted a stay and issued an alternative writ to allow consideration. Based on the California Supreme Court’s guidance in Times Mirror Co. v. Superior Court (1991) 53 Cal.3d 1325, the Court concluded the trial court’s order erred in requiring disclosure of matters protected by the deliberative process and attorney work product privileges. Accordingly, the trial court was directed to vacate its order directing the Agency to produce an index disclosing the author, recipient, and general subject matter of documents generated relating to the process of drafting AB 1513. View "Labor & Workforce Development Agency v. Superior Court" on Justia Law