Justia Legal Ethics Opinion Summaries

Articles Posted in Professional Malpractice & Ethics
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Retired district judge M. John Steensland, Jr. appealed a judgment of the Alabama Court of the Judiciary (COJ) that publicly censured him for misconduct that preceeded his retirement. In 2008, Judge Steensland had begun to serve a six-year term when the Judicial Inquiry Commission (JIC) began an investigation based on complaints of his courtroom conduct and demeanor filed by several parties that had come before the judge in prior cases. In 2010 while the JIC's investigation was ongoing, the Judge voluntarily retired from office. On appeal, Judge Steensland did not challenge the sufficiency of the evidence or the nature of the discipline imposed. He merely renewed the grounds he originally asserted in his motion to dismiss the complaint: the absence of jurisdiction and the application of the doctrine of condonation. Upon review, the Supreme Court concluded the COJ did not err in entering its judgment against Judge Steensland, and accordingly affirmed that decision. View "Steensland, Jr. v. Alabama Judicial Inquiry Comm'n" on Justia Law

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Petitioners, citizens of Mexico, entered the U.S. unlawfully in 1993 and 1998, respectively. Since 2000, husband has been seeking employment-based permanent residency. An individual who would not ordinarily qualify for lawful permanent residency because he entered without inspection, may apply as the beneficiary of a labor certification application or a visa petition filed on or before April 30, 2001, 8 U.S.C. 1255(i). According to the court, petitioners' former attorney provided incompetent, and at times ethically questionable, representation throughout the visa petition process, missing filing deadlines and sending associates to hearings without adequate information about the case, so that an IJ granted voluntary departure and the BIA affirmed denial of a motion to reopen. The Third Circuit denied review. The Due Process Clause does not guarantee an alien effective assistance of counsel in preparing, filing, and appealing a labor certification application and a visa petition before the start of removal proceedings. By the time removal proceedings began, petitioners had accrued more than one year of unlawful presence and would have been ordered removed regardless of counsel's actions.View "Contreras v. Attorney Gen. of U.S." on Justia Law

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This case was before the court on a petition to review the opinion and order of the Commission permanently denying petitioner, an attorney admitted to practice in New York state, the privilege of appearing or practicing before the Commission, pursuant to rule 102(3)(1)(ii) of the Commission's Rules of Practice, and Section 4C of the Securities and Exchange Act of 1934 (Act), 15 U.S.C. 78a et seq. On appeal, petitioner contended that the procedure employed by the Commission was unconstitutional. The court held that the Commission acted within its authority in sanctioning him; petitioner was on notice of his duty to comply with the New York Bar disciplinary rules and the standard of conduct proscribed by Rule 102(3)(1)(ii) and Section 4C of the Act; there was substantial evidence for the Commission's finding that petitioner engaged in intentional improper professional conduct; and the Commission did not abuse its discretion in its choice of sanctioning petitioner. Accordingly, the petition for review was denied. View "Altman v. SEC" on Justia Law

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Tunica County Circuit Court Judge Albert B. Smith III acknowledged that he abused his contempt powers and exhibited poor courtroom demeanor in several cases before him from 2006 to 2009. The Mississippi Commission on Judicial Performance recommended the punishment of: a public reprimand, a $1,000 fine, and an assessment of costs totaling $100. Finding that We find that Judge Smith violated Canons 2A, 3B(2), 3B(4), and 3B(8) of the Mississippi Code of Judicial Conduct and, therefore, committed willful misconduct in office and conduct prejudicial to the administration of justice which brought the judicial office into disrepute, the Supreme Court accepted the Commission’s recommendation. View "Mississippi Comm'n on Judicial Perf. v. Smith" on Justia Law

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The issue before the court was whether Defendant John Rogers was "exonerated" when his conviction was reversed and his case remanded for trial, or on the day his indictment was dismissed. Defendant sued the Cape May Public Defender's office for malpractice. The date the case was reversed would subject Defendant's claim to a one-year time bar, but a dismissal would not. One year later, his attorney filed a motion for leave to file a late notice of tort claim, which was denied. The trial judge determined that Defendant's claim accrued in 2007, and because he filed his notice more than one year later, the court concluded it lacked jurisdiction to hear his case. The appellate court affirmed, finding that the late notice must be filed within one year after accrual of a claim; "exoneration" (and therefore accrual) occurred in 2007. Upon review, the Supreme Court found that Defendant was not "exonerated" until the indictment was dismissed with prejudice in 2008. His claim was thus not barred by the one year filing limitation. Nevertheless, because the claim was filed ten days beyond the ninety-day limit, the Court remanded the case for further proceedings to determine whether the "extraordinary circumstances" as defined by the governing statute was satisfied. View "Rogers v. Cape May County Office of the Public Defender" on Justia Law

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Plaintiff sued defendants under Title VII, alleging claims of racial harassment and constructive discharge. Plaintiff subsequently appealed the district court's dismissal of his complaint based on a finding that plaintiff committed perjury and the district court's grant of defendants' motion for sanctions. Plaintiff argued that a less severe sanction was more appropriate and that the district court should have held an evidentiary hearing to allow plaintiff to explain his conflicting testimony. Plaintiff's counsel, who was separately sanctioned, also appealed the denial of his motion for recusal of the magistrate judge. The court held that the district court did not abuse its discretion in deciding to dismiss plaintiff's complaint with prejudice where plaintiff plainly committed perjury; plaintiff's argument that the district court failed to hold a hearing was meritless where he made no effort to explain why he and his attorney failed to show at the hearing held by the district court to address objections to the magistrate judge's report; and the district court did not abuse its discretion in denying counsel's motion for recusal where a reasonable person would not question the magistrate judge's impartiality in this case. Accordingly, the court affirmed the judgment. View "Brown v. Oil States Skagit Smatco, et al." on Justia Law

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DTC filed a complaint with the Court of Chancery against the Union and Harry Bruckner, a para-transit driver, in the nature of a declaratory judgment action (Complaint) pursuant to Title 1, Chapter 65. The Complaint sought an order vacating or modifying a labor arbitration award issued by a certain arbitrator pursuant to a collective bargaining agreement between DTC and the Union. The award reinstated Bruckner, who was terminated by DTC, with back pay less interim earnings. The Court of Chancery granted the Union's motion for summary judgment. DTC's sole argument on appeal was that the arbitrator's decision should be vacated due to the appearance of bias or partiality on the part of the arbitrator. The court held that the alleged bias or partiality which DTC attributed to the arbitrator failed to meet the "evident partiality" standard where the mere fact that an arbitrator may share a personal life experience with a party or a party's agent was legally insufficient to constitute a substantial relationship that a reasonable person would conclude was powerfully suggestive of bias. Accordingly, the judgment was affirmed. View "Delaware Transit Corp. v. Amalgamated Transit Union Local 842" on Justia Law

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Plaintiffs sought to reopen a judgment entered in 2001 after the district judge that entered judgment for defendants in plaintiffs' person injury case was impeached and removed from office. Plaintiffs filed what they termed an independent action in equity on grounds that the judgment was procured by fraud involving the district judge. A new district judge dismissed the suit as barred by the doctrine of res judicata. The court reversed and remanded after applying a five-element analysis of an independent action in equity. View "Turner, et al. v. Pleasant, et al." on Justia Law

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Defendants, moved the district court to dismiss plaintiff's complaint pursuant to Federal Rule of Civil Procedure 12(b)(6), arguing that Mathew Trainor, a Fulton County Assistant District Attorney, was absolutely immune from plaintiff's claims. The court affirmed the district court to the extent it found Trainor absolutely immune from plaintiff's claim that Trainor violated her constitutional rights by making false statements in support of a material witness order. The court vacated and remanded the rest of the order and judgment because absolute immunity did not immunize prosecutors from liability for making defamatory statements to the press, accessing a person's voicemail without consent, or persuading a party to a conversation to record its contents; and, the district court should consider in the first instance whether Trainor was absolutely immune for continuing to withhold/preserve evidence - plaintiff's cell phone. View "Flagler v. Trainor" on Justia Law

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Plaintiff-Appellant Susan Rose, a Utah lawyer, initiated the underlying federal lawsuit to challenge the constitutionality of state disciplinary proceedings brought against her by the Utah bar. She also sought a preliminary injunction to enjoin those proceedings. The district court denied the injunction, and while this appeal from the injunction decision was pending, it dismissed the underlying action. The Bar moved to dismiss the appeal, claiming it was mooted by the dismissal of the underlying action. Upon review, the Tenth Circuit agreed this appeal was moot, and granted the Bar's motion to dismiss. View "Rose v. Utah State Bar" on Justia Law