Justia Legal Ethics Opinion Summaries
Articles Posted in Professional Malpractice & Ethics
Holmes v. Haynsworth, Sinkler & Boyd
Appellant Cynthia Holmes, M.D. appealed a circuit court's grant of a directed verdict on her malpractice claim in favor of respondents Haynsworth, Sinkler & Boyd, P.A., Manton Grier, and James Becker, and award of sanctions against her. Appellant, an ophthalmologist, was previously a member of the consulting medical staff of Tenet HealthSystem Medical, Incorporated, d/b/a East Cooper Community Hospital, Inc. In 1997, appellant lost her privileges to admit patients and perform procedures at the Hospital. Appellant hired respondents to represent her in a legal action against the Hospital in 1998. Respondents pursued an unsuccessful appeal for reinstatement of full admitting privileges through the Hospital's administrative process. In 1999, Respondents filed a lawsuit in federal court on Appellant's behalf. As a result of that suit, the federal district court granted a temporary injunction reinstating Appellant's admitting privileges based, in part, on Appellant's averments in an affidavit that her patients needed urgent surgeries and her inability to perform surgery at the hospital was causing her to lose patients. However, because Appellant did not perform a single surgery in the wake of the temporary injunction, the district court dissolved the injunction in 2000, because "the alleged harm suffered by [Appellant's] current patients had not materialized." Appellant blamed Respondents for the dissolution of the injunction, claiming that Respondents did not act with due diligence on her behalf because she disputed their fees and refused to pay her legal bills. Respondents, however, attributed the dissolution of the injunction to Appellant's failure to utilize the injunction to perform surgery while it was in place and her lack of cooperation during discovery. On January 31, 2000, Appellant filed a pro se motion requesting the district court reconsider the dissolution of the preliminary injunction. In this motion, she also indicated she was dissatisfied with Respondents' representation and was critical of how Respondents had handled her case to that point and sought additional time to obtain substitute counsel and complete discovery. Because Appellant still refused to pay her legal bills, Respondents filed a motion to be relieved as counsel. A few months later, the district court granted summary judgment in the Hospital's favor, and dismissed the pendant state law claims without prejudice. After Respondents and Appellant ended their professional relationship, Appellant sought the return of the $43,000 in attorney's fees she paid pursuant to an addendum to their fee agreement. Respondents refused, and subsequently Appellant filed a Complaint alleging professional malpractice in handling her federal antitrust claims. Finding no reversible error, the Supreme Court affirmed the trial court's judgment.
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Legal Malpractice, Professional Malpractice & Ethics
Bright v. Gallia Cnty.
The Gallia County (Ohio) Public Defender Commission contracted with the non-profit Corporation for defense attorneys to represent indigent criminal defendants. The Corporation hired Bright, who represented R.G. before Evans, the county’s only trial judge. Bright negotiated a plea agreement, but R.G. hesitated during the plea colloquy. “Mere seconds” later, R.G. informed Bright and Evans that he would take the deal after all. Evans refused. Bright and the prosecutor met with Evans to convince the judge to accept R.G.’s plea. He refused. In pleadings, Bright criticized Evans’s policies as “an abuse of discretion,” “unreasonable,” “arbitrary … unconscionable.” Bright’s language did not include profanity and did not claim ethical impropriety. Evans subsequently contacted the Office of Disciplinary Counsel and filed a grievance against Bright and filed a public journal entry stating that Bright’s motion, although not amounting to misconduct or contempt, had created a conflict. He ordered that Bright be removed from the R.G. case. He then filed entries removing Bright from 70 other felony cases. The Corporation terminated Bright’s employment, allegedly without a hearing or other due process. Bright sued Evans, the Board, the Corporation, and the Commission. The district court concluded that Evans was “not entitled to absolute judicial immunity because his actions were completely outside of his jurisdiction.” The court held that Bright failed to sufficiently plead that the Board or the Commission retaliated against him for exercising his constitutional rights or that liability attached under the Monell doctrine, then dismissed claims against the Corporation. The Sixth Circuit reversed with respect to Evans. While Evans’s conduct was worthy of censure, it does not fit within any exception to absolute judicial immunity. The court affirmed dismissal of claims against the Board and Corporation; the First Amendment offers no protection to an attorney for his speech in court.View "Bright v. Gallia Cnty." on Justia Law
IIn re: Justice of the Peace Mary Foret
The Formal Charge against respondent Justice of the Peace Mary Foret arose from a small claims case in her court brought by Norris and Gloria Comeaux against Charles and Carol LeBlanc. Both prior to and after the filing of the lawsuit, respondent engaged in numerous ex parte communications with the parties concerning the substantive issues in the case. Respondent also engaged in improper independent investigation into the background of the case by having her constable obtain the police report of an altercation between Comeaux and LeBlanc. Despite these ex parte communications and independent fact-finding about the case, respondent did not recuse herself. When the Comeaux case was set for hearing, respondent knowingly allowed the constable to participate in the hearing to a significant extent. Respondent also allowed the Constable to participate in her decision-making process by asking him at the conclusion of the hearing what he thought of the case. The Judiciary Commission of Louisiana recommended, and the Supreme Court adopted, that respondent be suspended with pay for sixty days and ordered to pay the costs of the prosecution of these proceedings.View "IIn re: Justice of the Peace Mary Foret" on Justia Law
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Legal Malpractice, Professional Malpractice & Ethics
In the Matter of the Estate of Louis St. Martin, Deceased: Forbes v. Hixson
James Forbes settled a personal-injury action while he was represented by Louis St. Martin. Forbes later sued St. Martin, challenging the validity of his contingency-fee arrangement and the associated attorneys’ fees. The Chancery Court granted summary judgment to St. Martin; the Court of Appeals reversed the chancery court’s decision and remanded the case for further proceedings. Upon review of the matter, the Supreme Court reversed the Court of Appeals’ judgment, finding that summary judgment in favor of St. Martin was proper.
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In re Balivet
The Judicial Conduct Board concluded that respondent Judge Ernest Balivet violated Canon 3(B)(8) of the Vermont Code of Judicial Conduct. The Supreme Court ordered review on its own motion. The alleged violation stemmed from the judge's handling of a grandfather's petition for guardianship of his granddaughter, and a subsequent request for termination of the parents' parental rights to the child. Before the hearing before the Judicial Conduct Board, the parties identified three disputed issues : (1)whether respondent failed to rule in a timely manner on the motion to revoke guardianship filed by the child’s parents; (2) whether respondent caused unnecessary delay in failing to schedule a hearing on the grandfather’s motion to terminate the father’s parental rights; and (3) whether respondent failed to respond in a timely manner to the order of remand from the family court. The Board’s sanction order recognized respondent’s responsibility for undue delay and endemic court management issues, but also acknowledged that the choices and actions of others played a significant role in the overall duration of the underlying case. It took into account respondent’s forthrightness in his dealings with the Board, his good intentions toward the parties, the reasonableness of his rulings in the underlying case, and his willingness to accept conditions intended to prevent this type of problem from recurring. The Supreme Court saw no reason to set aside the recommended conditions of respondent's sanctions. The Court did conclude, however, that characterization of respondent’s reprimand as “private,” rather than “public,” despite the conceded public character of the reprimand, was confusing and "cannot stand." Accordingly, the Court amended the sanction to characterize it as a “public reprimand.” In all other respects, the Court affirmed the Board’s sanction for respondent’s violation of Canon 3(B)(8).
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In re Hon. Janice Clark
Marie Reed appeared before Judge Clark as a plaintiff in "Reed v. East Baton Rouge Sheriff Dept." Specifically, the Formal Charge at issue centers on a colloquy which took place in open court between Judge Clark and Ms. Reed while Ms. Reed’s lawyer was absent and on Judge Clark’s order dismissing Ms. Reed’s suit without prejudice after Ms. Reed was unable to prove her eligibility to proceed in forma pauperis. Ms. Reed had an unusual history of continuing to act many times as her own lawyer, even after she hired counsel. The Supreme Court found that because Judge Clark had signed an order dismissing Ms. Reed’s case without prejudice on April 18, 2011, the brief exchange she had with Ms. Reed on April 19th was of no substantive moment. Judge Clark testified, as the written order confirmed, that she denied the motion to stay and dismissed the case without prejudice the prior day. She took the bench only to announce her ruling on the record (an oral entry which would have been made even if no one associated with the case had been present that morning). The Court was "fully persuaded" that nothing with which the Commission charged Judge Clark warranted the Court’s sanction for judicial misconduct.View "In re Hon. Janice Clark" on Justia Law
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Legal Malpractice, Professional Malpractice & Ethics
Zamarello v. Reges
A client sued his lawyer for breach of contract, breach of fiduciary duty, misrepresentation, and professional negligence in a fee agreement dispute. After a jury found in favor of the lawyer and judgment was entered, the client appealed, arguing that the superior court erred by issuing certain jury instructions regarding contract interpretation and by denying the client's motion for a new trial or judgment notwithstanding the verdict. Upon review, the Supreme Court concluded that any error in the superior court's jury instructions was not prejudicial, and affirmed the superior court's decision to deny the client's post-trial motions because there was sufficient evidence for the jury to find for the lawyer on each of the claims.
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In re McCree
The Judicial Tenure Commission (JTC) petitioned for the interim suspension of Wayne Circuit Court Judge Wade H. McCree without pay. With respect to Count I, an appointed special master concluded that respondent should have disqualified himself from a felony nonsupport case as soon as he began a sexual relationship with the complaining witness in the case. With respect to Count II, the master found that respondent had lied to the prosecuting attorney’s office when he reported that the witness was stalking him and trying to extort money from him. With respect to Count III, the master concluded that respondent had improperly acted in another criminal case, one that involved the witness' uncle. With respect to Count IV, the master found that although many of the text messages that respondent exchanged with the witness while he was on the bench were inappropriate, they were used in a private context and did not rise to the level of judicial misconduct. Finally, the master found that the misrepresentations alleged in Count V did not warrant action by the JTC. The JTC recommended that respondent be removed from office, and conditionally suspended without pay for six years. The Supreme Court granted the petition.
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In re Colorado v. Hoskins
Petitioners Conley Hoskins and Jane Medicals, LLC, sought to vacate a trial court's order disqualifying the Peters Mair Wilcox (PMW) law firm as their counsel. The trial court disqualified the firm on the grounds that the firm previously represented another party, All Care Wellness, LLC, in the same matter for which PWM represented petitioners. Furthermore, the trial court concluded that All Care and petitioners had materially adverse interests. Petitioners argued on appeal to the Colorado Supreme Court that the trial court abused its discretion in disqualifying petitioners' retained counsel of choice. Upon review of the matter, the Supreme Court concluded the trial court record was insufficient to support the finding that the interests of petitioners and All Care were materially adverse to one another. Furthermore, the Court concluded the trial court indeed abused its discretion in disqualifying petitioners' counsel. The case was remanded for further proceedings. View "In re Colorado v. Hoskins" on Justia Law
Judicial Conduct Commission v. Corwin
Respondent Wickham Corwin, judge in the East Central Judicial District, objected to the Judicial Conduct Commission's findings that he violated provisions of the Code of Judicial Conduct and its recommendation that he be suspended for two months, without net pay, and be assessed the costs and expenses of the disciplinary proceedings. Upon review, the Supreme Court concluded there was clear and convincing evidence Judge Corwin violated N.D. Code Jud. Conduct Canons 3(C)(1), and N.D. Code Jud. Conduct Canon 3(C)(2). The Court ordered Judge Corwin be suspended from his position as district judge for one month without pay effective December 1, 2014, and that he be assessed costs and expenses of the disciplinary proceedings.
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Legal Malpractice, Professional Malpractice & Ethics