Justia Legal Ethics Opinion Summaries

Articles Posted in Professional Malpractice & Ethics
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In 2006, Suburban, owned by Barus, and ROC formed ROC/Suburban LLC, which acted as a vendor to Suburban. In 2010, Barus retained attorney Carlson for legal advice in unwinding that relationship. ROC sued Suburban, alleging breach of fiduciary duty. The Gaspero Law Firm defended Suburban in the ROC litigation. In June 2015, the court entered judgment for ROC and ordered Suburban to pay 50% of the fair value of the assets that Barus had improperly transferred out of ROC/Suburban.In May 2016, Barus and Suburban filed a legal malpractice action against Carlson, who allegedly recommended or approved the self-help actions that resulted in the breach of fiduciary duties. The circuit court held that the claim was barred by the two-year statute of limitations (735 ILCS 5/13- 214.3(b)) because the injury began when the plaintiffs retained new counsel and that the plaintiffs knew they were injured in 2013 at the latest when the judge stated that Carlson had committed malpractice.The appellate court reversed; the Illinois Supreme Court agreed. The plaintiffs did not suffer a realized injury until the court found a breach of fiduciary duty and entered a judgment against them. Although plaintiffs may have been alerted in 2013 that counsel misadvised them, the possibility of damages was not actionable until the ROC litigation ended and plaintiffs became obligated to pay damages as a result of Carlson’s advice. View "Suburban Real Estate Services, Inc. v. Carlson" on Justia Law

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After losing their bids for the November 2019 elections for Quitman County Chancery and Circuit Clerk, Shirley Smith Taylor and Tea “Windless” Keeler, respectively, filed election contests. In July 2020, following a two-day trial of the consolidated contests, the court entered its Findings of Fact and Conclusions of Law, dismissing the election contests with prejudice and finding that six enumerated claims brought by Taylor and Keeler were frivolous.Further, the court denied Brenda Wiggs’s and T.H. “Butch” Scipper’s requests that Taylor and Keeler be sanctioned, and that Wiggs and Scipper be awarded attorneys’ fees under Mississippi Rule of Civil Procedure 11(b) and the Litigation Accountability Act of 1988 (LAA). The Mississippi Supreme Court affirmed in part the circuit court’s denial of an award of attorneys’ fees under Rule 11(b) since the court’s decision was not an abuse of discretion. The Supreme Court reversed and remanded in part the circuit court’s decision to deny the imposition of sanctions and award of attorneys’ fees under the LAA in light of its finding that six of Taylor’s and Keeler’s claims were frivolous. View "In Re: Contest of the November 5, 2019 General Election for the Chancery Clerk of Quitman, Mississippi" on Justia Law

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The Judicial Tenure Commission (JTC) filed a formal three-count complaint against Third Circuit Court Judge Bruce Morrow, arising from comments he made to two female prosecutors during a murder trial. The JTC unanimously recommended that respondent be sanctioned with a public censure and a 12-month suspension without pay. Respondent petitioned the Michigan Supreme Court, requesting that the Court reject or modify the JTC’s recommendation. The Supreme Court found the JTC correctly found that respondent committed misconduct in office, and that public censure and suspension were appropriate. However, the Court determined a 6-month rather than the JTC’s recommended 12-month suspension was proportionate. View "In Re Morrow " on Justia Law

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Plaintiff Richard Daniels appealed a trial court's grant of summary judgment in favor of defendants Attorney James Goss, Attorney Matthew Hart, and law firm Facey Goss & McPhee P.C. (FGM), arguing the court erred when it concluded he could not prove defendants caused his injury as a matter of law. Defendants represented plaintiff in a state environmental enforcement action where he was found liable for a hazardous-waste contamination on his property. On appeal, plaintiff claimed defendants failed to properly raise two dispositive defenses: the statute of limitations and proportional liability. After review, the Vermont Supreme Court concluded plaintiff would not have prevailed on either defense if raised and therefore affirmed the grant of judgment to defendants. View "The Estate of Richard S. Daniels, by and through Julie Lyford in her capacity as Executor et al." on Justia Law

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Letgolts and Plattner (plaintiffs) remodeled their home in 2008. The contractor, Pinchevskiy, did some demolition and then walked away, causing extensive damage to the home. The plaintiffs retained attorney Marks, who sued Pinchevskiy, the plaintiffs’ home insurer, and their insurance agent who allegedly inaccurately advised the plaintiffs that their existing homeowners' policy would cover possible property damage by Pinchevskiy. The complaint detailed property damage but did not mention personal injury. Marks withdrew from the case in 2012. The plaintiffs retained Pierce, who secured a default judgment against Pinchevskiy in 2015; his insurer, National, filed for liquidation before Pierce could collect on the judgment. Pinchevskiy was bankrupt.The plaintiffs sued Pierce for negligent delay in seeking recovery from National. Pierce’s lawyers argued the plaintiffs could never have prevailed against National because Pinchevskiy’s policy did not cover construction defects. The court entered judgment for Pierce. The court of appeal affirmed, rejecting the plaintiffs’ attempt to assert a personal injury claim based on Plattner’s alleged 2008 fall from temporary stairs installed by Pinchevskiy. National’s policy did cover personal injuries but the tardy, uncorroborated claim was at odds with the detailed lists of problems given to the insurer years before. Pursuing insurance money from National was a lost cause from the start, so whether Pierce committed malpractice did not matter, View "Letgolts v. David H. Pierce & Associates PC" on Justia Law

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The Colorado Supreme Court enjoined Robert Francis, whether acting individually or on behalf of a trust or some other entity, from ever again proceeding pro se as a proponent of a claim (i.e., as a plaintiff, third-party claimant, cross-claimant, or counter-claimant) in any present or future litigation in the state courts of Colorado. "While the Colorado Constitution confers upon every person an undisputed right of access to our state courts, that right isn’t absolute. A party’s constitutional right of access to the courts must sometimes yield to the constitutional right of other litigants and the public to have justice administered without denial or delay. Such is the case when courts are called upon to curb the deleterious impact that duplicative and baseless pro se litigation has on finite judicial resources." Francis abused the judicial process for the purpose of harassing his adversaries "for the better part of a decade." State courts warned, reprimanded, and sanctioned Francis. Even the suspension of his law license failed to deter his "appalling conduct." Under the circumstances, the Supreme Court concluded "the extraordinary injunction requested is amply justified. Of course, Francis may still obtain access to judicial relief—he just may not do so without legal representation." View "In re Francis v. Wegener" on Justia Law

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Judge Mark Watts of Jackson County, Mississippi acknowledged he made appearances or filed motions in nine cases in Jackson County Chancery Court more than six months after assuming office. He joined in the Mississippi Commission on Judicial Performance’s motion recommending a public reprimand and a fine of $2,500. To this, the Mississippi Supreme Court agreed and granted the Commission’s recommendation. View "Mississippi Commission on Judicial Performance v. Watts" on Justia Law

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Plaintiff Sayedeh Sahba Amjadi appealed the dismissal entered after a settlement was entered by her attorney on her behalf and over her objection with defendant Jerrod West Brown, and appealed an order denying her subsequent motion to vacate the judgment. The settlement was entered by plaintiff’s attorney pursuant to a provision in the attorney’s contingent fee agreement, which purported to grant the attorney the right to accept settlement offers on the client’s behalf in the attorney’s “sole discretion,” so long as the attorney believed in good faith that the settlement offer was reasonable and in the client’s best interest. The Court of Appeal determined such a provision violated the Rules of Professional Conduct and was void to the extent it purported to grant an attorney the right to accept a settlement over the client’s objection. Accordingly, the Court held the settlement to be void and reversed the resulting judgment. The Court also referred plaintiff’s former attorneys to the State Bar for potential discipline, as required by law and by Canon 3D(2) of the Code of Judicial Ethics. View "Amjadi v. Brown" on Justia Law

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The version of the apportionment statute at issue in this appeal, OCGA 51-12-33, was enacted as part of the Tort Reform Act of 2005. Subsection (b) required damages to be apportioned “among the persons who are liable according to the percentages of fault of each person.” Subsection (b) had a critical textual difference from subsection (a): although subsection (a) applied “[w]here an action is brought against one or more persons,” subsection (b) applied only “[w]here an action is brought against more than one person . . . .” Although the Georgia Supreme Court previously decided at least one case in which the provisions of subsection (b) were applied in single-defendant cases, the Court expressly left open the question of whether such an application was proper. In this case, the Court of Appeals answered that open question by determining that the apportionment by percentage of fault directed by subsection (b) did not apply in single-defendant cases. The Supreme Court granted certiorari on the question of whether subsection (b) applied in single-defendant cases and also on the question of whether an expenses-of-litigation award under OCGA 13-6-11 was subject to apportionment. Although the Supreme Court reversed the Court of Appeals on the latter question and held that such expenses were not categorically excluded from apportionment, the Court concluded the Court of Appeals was correct on the scope of application of the apportionment directed by subsection (b): it applied only in cases “brought against more than one person,” not in single-defendant lawsuits like this one. Thus, the Supreme Court affirmed in part, reversed in part, and remanded for further proceedings regarding the trial court’s apportionment of the expenses-of-litigation award. View "Alston & Bird, LLP v. Hatcher Management Holdings, LLC" on Justia Law

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David Roberson appealed a circuit court's dismissal of his claims against Balch & Bingham, LLP ("Balch"), on the basis that those claims were barred by the limitations periods contained in the Alabama Legal Services Liability Act ("the ALSLA"). After review of the trial court record, the Alabama Supreme Court affirmed, but on grounds that differed from the trial court's. "[T]he gravamen of Roberson's claims against Balch involved the provision of legal services. However, both Roberson and Balch assert that Roberson was not Balch's client, and those assertions are borne out in the third amended complaint, which indicates that Balch was engaged by Drummond, not personally by Roberson. ... Roberson's claims against the law firm Drummond engaged, Balch, are barred by the ALSLA because Roberson cannot meet an essential element of an ALSLA claim -- namely, he was not Balch's client -- and thus Balch owed no duty to Roberson. ... the circuit court's rationale was based on the applicability of the ALSLA's limitations periods." View "Roberson v. Balch & Bingham, LLP" on Justia Law