Justia Legal Ethics Opinion Summaries
Articles Posted in Professional Malpractice & Ethics
People v. Tippet
In this case, defendant Joseph James Tippet was initially charged with first-degree murder for allegedly shooting and killing his father. However, due to a series of discovery violations by the Eleventh Judicial District Attorney's Office, Tippet's charge was reduced to second-degree murder by the district court as a deterrent sanction. The Supreme Court of the State of Colorado was asked to review this decision.The People (prosecution) had a history of neglecting their discovery obligations, leading to multiple discovery violations in Tippet's case and others. Despite several warnings from various judges, the District Attorney's Office continued to neglect its discovery obligations. As a result, Tippet's defense counsel was unable to effectively prepare for his preliminary hearing.The Supreme Court held that the district court did not abuse its discretion by reducing Tippet's charge as a sanction for the District Attorney's Office's consistent neglect of its discovery obligations. The court emphasized the importance of the discovery process in advancing the search for truth and protecting the integrity of the truth-finding process. The court affirmed the sanction as a necessary deterrent to encourage the District Attorney's Office to modify its discovery practices. The court also rejected the People's argument that the district court lacked the authority to reduce the charge as a discovery sanction, explaining that the decision to impose sanctions for discovery violations was within the court's discretion.In conclusion, the court discharged the rule to show cause, upholding the district court's decision to reduce Tippet's charge from first-degree murder to second-degree murder as a deterrent sanction for the District Attorney's Office's discovery violations. View "People v. Tippet" on Justia Law
People v. Potter Handy, LLP
The case involves the district attorneys of Los Angeles and San Francisco (the People) filing a complaint against the law firm Potter Handy, LLP and several of its attorneys (collectively, Potter) for violation of the Americans with Disabilities Act of 1990 (ADA). The People allege that Potter Handy has filed numerous ADA complaints containing false standing allegations as part of a scheme to extract settlements from small business owners in California. The People claim that this conduct constitutes an “unlawful” business practice under California's unfair competition law (UCL).Potter Handy demurred on the ground that the litigation privilege, which generally protects communications made as part of a judicial proceeding, immunizes their alleged conduct. The People argued that the litigation privilege does not bar their UCL claim as it is predicated on violations of a regulatory statute or rule that is itself exempt from the privilege. The trial court sustained Potter’s demurrer without leave to amend, and the People appealed.The Court of Appeal of the State of California, First Appellate District, Division Three, affirmed the trial court's decision. The court held that the litigation privilege does apply to the People's UCL claim. The court concluded that carving out an exception to the litigation privilege for the People’s UCL claim would not be proper because the Legislature’s prescribed remedies—prosecution directly under section 6128(a) and State Bar disciplinary proceedings—remain viable. View "People v. Potter Handy, LLP" on Justia Law
Ally V. Young
In this case, the defendant, Manegabe Chebea Ally, was convicted of first-degree manslaughter for the death of a 16-month-old child. He was sentenced to a 45-year prison term with 20 years suspended. Following his conviction, Ally appealed, alleging that his trial counsel was ineffective in several respects. After a series of evidentiary hearings, the habeas court granted him relief, determining that his counsel was indeed ineffective and that the cumulative effect of these deficiencies prejudiced his defense. The habeas court determined that Ally's right to a fair trial was violated.The Supreme Court of the State of South Dakota, however, reversed the decision of the habeas court. The Supreme Court found that while Ally's counsel's opening statement included an imprecise remark, this mistake did not undermine the adversarial process or deprive Ally of a fair trial. The Court also found that Ally's defense counsel made a reasonably strategic decision to exclude parts of Ally's three interviews with a detective and to not elicit additional testimony from a medical expert. Although the Court acknowledged that the defense counsel's failure to disclose a certain video to the prosecutor deviated from prevailing professional norms, it did not result in significant prejudice to Ally. The Court therefore concluded that Ally did not receive ineffective assistance of counsel at his 2012 trial, and the decision of the habeas court was reversed. View "Ally V. Young" on Justia Law
Buchholdt v. Nelson
In this case, the Supreme Court of the State of Alaska was tasked with determining whether a judgment against a self-represented litigant, Jon Buchholdt, was void due to improper service of process. Jeremy Nelson, Buchholdt's former client, had sued him for legal malpractice and won a judgment of $200,000, but Buchholdt argued that he was not properly served and therefore the court lacked personal jurisdiction over him.The main issue in this case was whether Buchholdt was properly served with the summons and complaint by certified, restricted mail sent to his law office, which was rerouted to his home and signed by his alleged agent, "Suz Miller." Buchholdt contended that he was not properly served as he never personally signed for the service, and therefore the court lacked personal jurisdiction over him.The court held that Buchholdt failed to meet his burden of demonstrating that the judgment was void. Despite his claims, Buchholdt did not provide any evidence to contradict Nelson's evidence of service or to show that Suz Miller was not authorized to receive service on his behalf. Additionally, Buchholdt had listed Nelson's lawsuit as a contingent liability when he filed for bankruptcy, indicating he had knowledge of the suit.Therefore, the court affirmed the denial of Buchholdt's motions to set aside the judgment and for reconsideration. The court did not find that the judgment was void due to a lack of personal jurisdiction resulting from improper service of process. View "Buchholdt v. Nelson" on Justia Law
Kisi v. State
In the case before the Supreme Court of North Dakota, the appellant Jean-Michael Kisi appealed from orders dismissing in part and denying in part his application for postconviction relief. Kisi contended that he was wrongfully convicted of a non-cognizable offense, accomplice to attempted murder. He further argued that he received ineffective assistance of counsel, the lower court followed improper trial procedures, and the State committed prosecutorial misconduct.The Supreme Court of North Dakota upheld the lower court's decision, affirming that an attempted knowing murder is not a cognizable offense. However, the Court found that the erroneous inclusion of "knowing" in the jury instruction was harmless beyond a reasonable doubt, as the evidence presented indicated that the jury convicted Kisi of attempted intentional murder.Kisi's claim of ineffective assistance of counsel was also dismissed. The Court held that there was no genuine issue of material fact, and the representation of his counsel did not fall below an objective standard of reasonableness. Kisi's claims regarding improper trial procedure and prosecutorial misconduct were summarily dismissed. The Court, therefore, affirmed the lower court's order dismissing in part and denying in part Kisi's application for postconviction relief. View "Kisi v. State" on Justia Law
State v. Esch
The Supreme Court of Nebraska affirmed the convictions and sentences of Trenton R. Esch for first degree murder, use of a deadly weapon to commit a felony, and possession of a deadly weapon by a prohibited person. Esch argued that the jury instructions concerning reasonable doubt and intoxication were in error, and that his counsel was ineffective in failing to object to these instructions. The court found that the instructions, when read as a whole, correctly conveyed the concept of reasonable doubt to the jury and were not misleading. Further, the court ruled that there was no plain error indicative of a probable miscarriage of justice. The court also determined that Esch's counsel was not ineffective in failing to object to the instructions or in his handling of the evidence and arguments related to Esch's intoxication. The court rejected Esch's remaining claims of ineffective assistance of counsel due to an insufficient record. The case centered around Esch's killing of his stepmother, with the primary issue at trial being whether Esch shot her purposely and with deliberate and premeditated malice, or whether he acted impulsively under the influence of alcohol. The jury found Esch guilty of first degree murder. View "State v. Esch" on Justia Law
Barr v. Cole
The Supreme Court affirmed the decision of the circuit court granting summary judgment in favor of Jeffrey Cole, William Sims, and Gregory Brewers (collectively, the Attorneys) arising out the Attorneys' representation of Doug and Dawn Barr in a personal injury action, holding that the circuit court did not err.The Barrs, husband and wife, were involved in a motor vehicle accident with Stuart Hughes. The Attorneys filed a lawsuit on behalf of the Barrs against Hughes. Following the settlement of their personal injury claims, the Barrs sued the Attorneys for legal malpractice and related claims, challenging the Attorneys' alleged failure to pursue a claim for damages against the State for Hughes's negligence and the Attorneys' failure to inform them of their claim before they agreed to settle. The circuit court granted summary judgment for the Attorneys. The Supreme Court affirmed, holding that summary judgment was properly granted because the Barrs could not have asserted a claim against the State in their underlying negligence action, and the Attorneys were not negligent for failing to pursue one. View "Barr v. Cole" on Justia Law
IN RE COMPLAINT OF JUDICIAL MISCONDUCT
Complainant, a pro se litigant, has filed a complaint of judicial misconduct against a district judge. Review of this complaint is governed by the Rules for Judicial-Conduct and Judicial-Disability Proceedings (“Judicial-Conduct Rules”), the federal statutes addressing judicial conduct and disability, and relevant prior decisions of the Ninth Circuit Judicial Council.
The Ninth Circuit dismissed the complaint. The court held that complainant provided no objectively verifiable evidence of misconduct in this matter. The court held that a review of the record reveals that the disciplinary proceedings were conducted pursuant to the local rules of the district court, and the district judge explained that the district court did not have appellate jurisdiction over the State Bar’s decisions. View "IN RE COMPLAINT OF JUDICIAL MISCONDUCT" on Justia Law
State ex rel. Repp v. Best
The Supreme Court dismissed Relator Mark Repp's quo warranto claim he sought to oust Rhonda Best from judicial office and to declare him the rightful holder of the office and dismissed all other claims sua sponte, holding that Repp was not entitled to relief.In 2019, Repp was elected to a six-year term as judge of a municipal court. Less than two years into his term, the Supreme Court found that Repp had engaged in professional misconduct and suspended him for one year from the practice of law. Because Repp failed to perform his official duties for more than six months, the judicial office he held was declared vacant, and Governor Mike DeWine appointed Best to fill the vacancy. After Repp was reinstated to the practice of law he filed this original action seeking a writ of quo warranto to oust Best from officer and also sought a writ of prohibition, declaratory judgment, and injunctive relief. The Supreme Court denied all forms of relief, holding (1) if a judge is absent from his official duties for at least six months, the appropriate legislative authority is allow to declare the judicial office vacant under Ohio Rev. Code 1901.10(B); and (2) Repp's remaining requests either failed to state a claim, or this Court lacked jurisdiction over his claims. View "State ex rel. Repp v. Best" on Justia Law
Northern Arapaho Tribe v. Baldwin, Crocker & Rudd, P.C.
The Supreme Court reversed in part and affirmed in part the judgment of the district court in favor of Baldwin, Crocker & Rudd, P.C. and Kelly Rudd (collectively, BCR) in this action brought by the Northern Arapaho Tribe and the Wind River Hotel & Casino (collectively, the Tribe), holding that the district court's order imposing sanctions on the Tribe was erroneous.The Tribe brought this action seeking injunctions for the return of tribal funds and documents, an accounting, and damages for conversion and civil theft. The district court granted summary judgment for BCR on the accounting and injunctions claims and, after a jury trial, entered final judgment on the conversion and civil theft claim. The Tribe appealed, arguing, among other things, that the district court erred by awarding sanctions under Wyo. R. Civ. P. 11. The Supreme Court reversed in part, holding that (1) the district court erred in imposing sanctions because BCR failed to comply with the procedural requirements of Rule 11; (2) the district court did not err when it granted summary judgment for BCR on the Tribe's accounting claim; and (3) the Tribe failed to show the verdict would have been more favorable if racially charged evidence had not been admitted. View "Northern Arapaho Tribe v. Baldwin, Crocker & Rudd, P.C." on Justia Law