Justia Legal Ethics Opinion Summaries

Patricia Shelton filed suit alleging breach of contract a legal malpractice against her former attorneys Defendants-Appellants R. Bruce Owens, Jeffrey Crandall, and Owens and Crandall, PLLC (Owens). During the pendency of her action, Ms. Shelton passed away. Plaintiff-Appellee Lois Bishop sought to assert Ms. Shelton's claims as her personal representative. Owens unsuccessfully argued that the legal malpractice claim abated upon Ms. Shelton's death, and that her breach of contract claim did not state a claim. Owens appealed. Because Patricia Shelton’s legal malpractice claim sounds in tort and abated upon her death, and her breach of contract claim fails to state a claim, the Supreme Court concluded the district court erred in denying Owens’s motion for summary judgment and in granting Bishop’s motion to substitute as plaintiff. View "Owen v. Bishop" on Justia Law

The prosecutor in this case, Assistant U.S. Attorney Jerry R. Albert, accused defendant of having lied to the federal magistrate presiding at an earlier hearing. Without telling the court or defense counsel, the prosecutor presented to court and counsel an altered version of the prior hearing's question and answer and the altered version of such dialogue made it appear as though defendant had contradicted herself on a material point, when she plainly had not. When the prosecutor's misrepresentation was discovered by defense counsel, he moved for a mistrial, which the court swiftly granted. Defendant then moved to dismiss the indictment with prejudice, on double jeopardy grounds, but the district court denied that motion. The court affirmed the district court's denial of the motion where the defense had consented to a mistrial and there was no evidence that the prosecution was attempting to "goad" the defense into making the mistrial request -rather, the evidence revealed that this was a case of a prosecutor crossing the line an an attempt to "win at all costs." In addition, the court took several steps to ensure that the prosecutor's actions were properly investigated and that he was disciplined if the relevant authorities deemed it proper. View "United States v. Lopez-Avila" on Justia Law

Plaintiff sued defendants, a law firm and its attorney, alleging that they violated the Fair Debt Collection Practices Act (FDCPA), 15 U.S.c. 1692 et seq. At issue was whether defendants' Rule 68 offer of judgment mooted plaintiff's case. Also at issue was whether the district court properly dismissed plaintiff's complaint pursuant to Rule 12(b)(6). The court held that defendants' first offer, a payment of $250 in actual damages, and defendants' second offer, conditioning the amount of actual damages on the district court's determination, did not moot plaintiff's case. The court also held that the district court erred in concluding that plaintiff's amended complaint failed to allege violations of 15 U.S.C. 1692c(a)(2), and 1692e(11). Therefore, the court reversed the judgment of the district court and remanded for further proceedings. View "Warren v. Sessoms & Rogers, P.A." on Justia Law

Defendant Zirachuen Rivera drove through a DWI checkpoint in Bernalillo County and an officer suspected he had been drinking alcohol. Defendant showed signs of impairment on the standard field sobriety tests and was arrested on suspicion of driving while intoxicated. Defendant’s bench trial began in Metropolitan Court where assistant district attorney Rachel Bayless entered an appearance for both herself and Chris Mills, a purported attorney, on behalf of the State. At the conclusion of trial, Defendant was found guilty of driving while intoxicated. Upon leaving the courtroom, defense counsel overheard Mills telling Bayless that he had decided not to take the New Mexico bar exam. Upon learning that Mills was not a licensed New Mexico attorney, Defendant filed a motion for a mistrial and a new trial. Defendant later attached a certificate from the Chief Clerk of the New Mexico Supreme Court to affirm that Mills was not on the official roll of New Mexico attorneys.In its opinion in this case, the Supreme Court clarified the rules and judicial precedent pertaining to the authorized practice of law in all state courts. The Court held that practice is limited to "duly licensed attorneys who are members of the State Bar or otherwise authorized by this Court’s rules in specific, limited circumstances." Because the Court of Appeals relied on statutory expressions that appeared to permit the unauthorized practice of law in magistrate courts, the Supreme Court reversed the Court of Appeals while affirming Defendant's conviction. View "New Mexico v. Rivera" on Justia Law

Retired district judge M. John Steensland, Jr. appealed a judgment of the Alabama Court of the Judiciary (COJ) that publicly censured him for misconduct that preceeded his retirement. In 2008, Judge Steensland had begun to serve a six-year term when the Judicial Inquiry Commission (JIC) began an investigation based on complaints of his courtroom conduct and demeanor filed by several parties that had come before the judge in prior cases. In 2010 while the JIC's investigation was ongoing, the Judge voluntarily retired from office. On appeal, Judge Steensland did not challenge the sufficiency of the evidence or the nature of the discipline imposed. He merely renewed the grounds he originally asserted in his motion to dismiss the complaint: the absence of jurisdiction and the application of the doctrine of condonation. Upon review, the Supreme Court concluded the COJ did not err in entering its judgment against Judge Steensland, and accordingly affirmed that decision. View "Steensland, Jr. v. Alabama Judicial Inquiry Comm'n" on Justia Law

Smaland, together with third-party defendants, appealed from a Superior Court judge's order disqualifying their attorney from representing them in a real property dispute against the Genovas. The judge disqualified the attorney based on his conclusion that the attorney was a necessary witness because his clients had raised an advice of counsel defense and he had assisted various witnesses in submitting errata sheets that substantively changed their deposition testimony. The court concluded that the judge failed to engage a sufficiently searching review of this fact-intensive issue. Consequently, the court vacated the order and remanded the case for a further hearing. The court also considered the scope of disqualification orders under Mass. R. Prof. C. 3.7(a), and to clarify the proper use of errata sheets in altering deposition testimony under Mass. R. Civ. P. 30(e). View "Smaland Beach Assoc., Inc. v. Genova & another" on Justia Law

Petitioners, citizens of Mexico, entered the U.S. unlawfully in 1993 and 1998, respectively. Since 2000, husband has been seeking employment-based permanent residency. An individual who would not ordinarily qualify for lawful permanent residency because he entered without inspection, may apply as the beneficiary of a labor certification application or a visa petition filed on or before April 30, 2001, 8 U.S.C. 1255(i). According to the court, petitioners' former attorney provided incompetent, and at times ethically questionable, representation throughout the visa petition process, missing filing deadlines and sending associates to hearings without adequate information about the case, so that an IJ granted voluntary departure and the BIA affirmed denial of a motion to reopen. The Third Circuit denied review. The Due Process Clause does not guarantee an alien effective assistance of counsel in preparing, filing, and appealing a labor certification application and a visa petition before the start of removal proceedings. By the time removal proceedings began, petitioners had accrued more than one year of unlawful presence and would have been ordered removed regardless of counsel's actions.View "Contreras v. Attorney Gen. of U.S." on Justia Law

Defendant pleaded guilty to transporting a minor in interstate commerce for the purpose of prostitution, 18 U.S.C. 2423(a) and was sentenced to 210 months' imprisonment. Appeal was dismissed on the basis of waiver in the plea agreement. Defendant filed a collateral attack within a year, arguing that his attorney had a conflict of interest, because he formerly represented one of defendant's prostitutes in a different case, and furnished ineffective assistance of counsel because he did not obtain a formal waiver of the conflict. The district court denied the petition, concluding that the record did not supply any reason to think that counsel's work on the 2003 prostitution claim would have diminished his ability to represent defendant effectively. A subsequent motion under Fed. R. Civ. P. 60(b)(6) was accompanied by more factual detail, but was denied. The Seventh Circuit affirmed denial of the petition and vacated with respect to the 60(b) motion, instructing the district court to dismiss the motion as a successive collateral attack, barred by 28 U.S.C. 2244(b) even though the first ruling was still pending on appeal. View "Phillips v. United States" on Justia Law

Class actions charged defendant, a credit-reporting agency, with violating the Fair Credit Reporting Act, 15 U.S.C. 1681, by selling consumer credit information to advertisers. The actions were consolidated and settled for $75 million. Class counsel appealed approval of a settlement with members of the class who filed individual claims in state court, that allowed defendant, after paying the settlements, to be reimbursed out of the $75 million class settlement fund. The law firm (Watts) that represented the individual claimants, did nothing to create the fund out of which the settlements will be paid, but stands to receive from $10 to $15 million in attorneys’ fees out of the class settlement fund. Class counsel argued that it should receive a portion of Watts' fees on the ground that class counsel contributed to the creation of the fund. The Seventh Circuit deemed Watts' motion as one to add it as a party and granted the motion. Watts wants to be an appellee to defend its right to attorneys' fees from the fund that its clients (individual claimants) agreed to pay, according to the court, but doesn't want to be a party that could be ordered to disgorge some of the fees, should class counsel prevail. View "In re: Trans Union Corp. Privacy Litigation" on Justia Law

JLB Corporation, a mortgage brokering service, entered into an agreement with Bonnie Hargis to refinance her home. JLB then prepared Hargis's loan application and other financial disclosure documents. JLB alleged it played no role in drawing the note or deed of trust, which were prepared by third parties, and it did not charge for their preparation. Hargis, however, filed a three-count petition against JLB, alleging, inter alia, that JLB engaged in the unauthorized practice of law. The trial court granted summary judgment in favor of JLB on all counts. The Supreme Court (1) affirmed the grant of summary judgment to JLB as to the first two counts relating to the unauthorized practice of law where the record showed that JLB assisted Hargis only in preparing financial documents and did not show that JLB procured or assisted in the drawing of Hargis' note, deed of trust, or other legal documents; and (2) reversed the grant of summary judgment to JLB on the third count alleging unjust enrichment, as JLB's summary judgment motion failed to negate any element of Hargis' unjust enrichment claim. Remanded. View "Hargis v. JLB Corp." on Justia Law