Justia Legal Ethics Opinion Summaries

Articles Posted in Legal Ethics
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This case arose out of a contractual dispute between the city and its contractor and sub-contractor concerning the design and construction of an underground parking garage. At issue was whether the city's petition for a writ of certiorari to the court of appeals to decide whether that court erred when it determined the trial judge did not err when, having been presented with a motion to recuse him, he denied the motion rather than referred it to another judge. The court held that, since the affidavits at issue raised a reasonable question about the trial judge's impartiality that required the assignment of the motion to recuse to another judge, the court of appeals erred when it affirmed the trial judge's denial of the motion to recuse for failure to meet the requirement of USCR 23.5. Accordingly, the court reversed and remanded. View "Mayor & Alderman of the City of Savannah v. Batson-Cook Co., et al." on Justia Law

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Officers, responding to an assault in progress, saw defendant, who voluntarily submitted to a pat down. A pistol was found in his coat pocket. Charged possession of a firearm by a felon, 18 U.S.C. 922(g)(1), defendant insisted that the police had planted the gun. His lawyer believed that he could not argue that the firearm was the fruit of an unreasonable search. Following his conviction, defendant brought a collateral proceeding under 28 U.S.C. 2255, claiming ineffective assistance in that his attorney did not move to suppress the firearm as the product of an unreasonable and did not explain to defendant that his testimony at a suppression hearing could not be used at trial as evidence of his guilt. The district court rejected the petition. The Seventh Circuit reversed. Defendant’s insistence that the police planted the gun neither justified nor compelled counsel to refrain from challenging the search that produced the weapon. The court remanded for determination of whether defendant was prejudiced by that failure. View "Gardner v. United States" on Justia Law

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Following a jury trial, Appellant Marlon Pratt was convicted of seventeen counts of theft by swindle and two counts of racketeering. On appeal, the court of appeals affirmed in part, reversed in part, and remanded for resentencing. This appeal followed. The Supreme Court reversed, holding (1) there was sufficient evidence to support Pratt's theft-by-swindle convictions; but (2) the judge who presided over Pratt's trial was disqualified from doing so under the Code of Judicial Conduct because the judge was retained by the county attorney's office to be an expert witness in an unrelated case, while at the same time presiding over Pratt's trial, which would cause a reasonable examiner to question the judge's impartiality. Remanded for a new trial. View "State v. Pratt" on Justia Law

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Petitioner appealed the denial of his petition for a writ of habeas corpus. The court granted a certificate of appealability as to whether petitioner's representation was per se ineffective under the Sixth Amendment when, although he had a licensed attorney of record, a disbarred attorney acted as his de facto counsel. The court concluded that if the performance of the licensed attorney passed muster under Strickland v. Washington, the defendant's decision to rely upon other sources did not violate the Sixth Amendment. If the licensed attorney's performance did not pass muster under Strickland, the defendant's rights were protected. Accordingly, the per se ineffectiveness rule did not apply in this case and the court affirmed the judgment. View "Elfgeeh v. United States" on Justia Law

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Petitioners Club Vista Financial Services and others (Club Vista) entered into a real estate development project with real parties in interest Scott Financial Corporation and others (Scott Financial). When a loan guaranteed by some of the Petitioners went into default, Club Vista filed an action against Scott Financial. During discovery, Scott Financial obtained a deposition subpoena for Club Vista's attorney, K. Layne Morrill. An Arizona court granted Morrill's motion to quash the subpoena. The Nevada district court, however, denied Morrill's motion for a protective order and permitted Scott Financial to depose Morrill as to the factual matters supporting the allegations in the complaint. The Supreme Court granted Morrill's petition for writ of mandamus or prohibition in part after adopting the framework espoused by the Eighth Circuit Court of Appeals in Shelton v. American Motors Corp., which states that the party seeking to depose opposing counsel must demonstrate that the information sought cannot be obtained by other means, is relevant and nonprivileged, and is crucial to the preparation of the case. Because the district court did not analyze the Shelton factors, the Court directed the district court to evaluate whether, applying the Shelton factors, Scott Financial may depose Morrill. View "Club Vista Fin. Servs., LLC v. Dist. Court" on Justia Law

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Defendant Jack Boyajian, a licensed attorney, was engaged by clients seeking recovery of debts from individuals. The State brought a consumer-protection complaint against Boyajian and his two law offices asserting violations of the Arkansas Deceptive Trade Practices Act (ADTPA). The circuit court entered summary judgment finding violations of the ADTPA, assessed a civil penalty, and enjoined Defendants from conducting business in Arkansas until the civil penalty was paid. Boyajian appealed. The Supreme Court reversed and dismissed the case, holding (1) the ADTPA is inapplicable to an attorney collecting on debts in the course of the practice of law; and (2) because Boyajian was engaged in the practice of law at the time of the alleged acts, the ADTPA was not applicable. View "Boyajian v. State" on Justia Law

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This case arose as an interpleader action to settle the rights to one-half of a brokerage commission resulting from a residential real estate transaction. Reece & Nicholas Realtors, Inc. (RAN), the listing broker, refused to split the brokerage commission with Patrick McGrath, who acted as the broker for the buyer. McGrath was a licensed Kansas attorney but was not licensed under the Kansas Real Estate Brokers' and Salespersons' License Act (KREBSLA). RAN contended it was statutorily prohibited from paying a commission to any person not licensed under the KREBSLA. McGrath maintained that, as an attorney, he was exempt from the requirements of the KREBSLA. The district court granted RAN's motion for summary judgment. The Supreme Court affirmed, holding (1) an attorney is exempt from the provisions of the KREBLA, including the prohibition against splitting a fee with a nonlicensee, only to the extent he or she is performing activities that are encompassed within or incidental to the practice of law; (2) this attorney exemption does not create an exception to the commission-splitting prohibition of KREBSLA; and (3) consequently, an attorney who is not licensed under the KREBSLA cannot share in a real estate brokerage commission. View "Stewart Title of the Midwest v. Reece & Nichols Realtors" on Justia Law

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This dispute arose in the context of a large construction project known as the Hudson-Bergen Light Rail Transit System. Plaintiff Twenty-First Century Rail Corporation served as the prime contractor for the Project. In January 2002, Twenty-First Century, acting through its contracting affiliate, Washington Group, entered into a contract with Frontier-Kemper/Shea/Bemo, Joint Venture (FKSB). Pursuant to that contract, FKSB was responsible for construction of “the civil, electrical, mechanical and emergency system portions of the tunnel, station, plaza, and elevators” for the (N30) Project. In 2004, FKSB retained Bruce Meller and his law firm, Peckar & Abramson, in connection with the work that FKSB was performing on the N30 Project. In particular, Richard Raab, who was an officer of FKSB and who served as its representative, first telephoned Meller in February 2004 and arranged to meet with him at the Peckar & Abramson offices. Raab signed a retainer agreement on behalf of FKSB, pursuant to which the lawyers were asked to provide FKSB with certain legal advice. The law firm provided its opinion on the issues about which it had been consulted in the form of a letter. A year later, Meller received a phone call from Paul Killian, Esquire. Killian told Meller that he was representing FKSB and wanted Meller’s impressions of Washington Group because FKSB was considering whether to enter into an agreement with it. Thereafter, the lawsuit at issue in this appeal was filed. Twenty-First Century, for which Washington Group was the contracting affiliate, and FKSB alleged that PB Americas was responsible for the N30 Project delays and the resulting costs due to defective project designs and slow responses to requests for corrections. Meller’s law firm, Peckar & Abramson, represented PB Americas. PKSB filed a motion to disqualify Peckar & Abramson based on the prior representation. The trial court denied the motion, concluding that many of the documents that would have been provided to the law firm for its use in preparing the opinion letter were publicly available, the representation there was insignificant and immaterial, and the matters were not substantially related. The Appellate Division affirmed. Upon review, the Supreme Court concluded that disqualification of the attorney for PB Americas was warranted in this case because details relating to the construction project, the relationship among the parties, and the attorney’s prior representation of an adverse party, FKSB, demonstrate that the subsequent representation was prohibited by RPC 1.9(a). View "Twenty-FirstCentury Rail Corp. v. New Jersey Transit Corp." on Justia Law

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Attorneys Jordan and Moses formed a two-member partnership in 2003 for an indefinite term and in 2006, Jordan communicated to Moses that he was contemplating ending the relationship, and later that month, stated that he was doing so. At issue was whether the Court of Appeals applied the proper legal analysis to the claim of wrongful dissolution of a partnership. Given that the Court of Appeals cited the disapproved language regarding "new prosperity" under Wilensky v. Blalock, it was unclear whether that court considered the evidence as indicative solely of Jordan's state of mind at the time he decided to dissolve the partnership, with a coincident intent to deprive Moses of some unidentified prospective business opportunity of the partnership, or whether the Court of Appeals considered the above evidence as showing that Jordan intended, through the dissolution, to retain a fee that was misappropriated from partnership funds. Accordingly, the court reversed the judgment of the Court of Appeals and remanded the case to that court for further proceedings. View "Jordan v. Moses" on Justia Law

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Plaintiff worked as an airplane mechanic, in the Navy and for several airlines. In the 1960s, he devised a tool that could reach deep inside airplane engines without disassembling external components. In 2000, a patent issued to plaintiff for the extended reach pliers, based on an application written and prosecuted by defendant. Danaher, a customer of plaintiff's business, subsequently developed its own version of the ERP and began competing against the device. Plaintiff sued for malpractice, alleging that the patent was so negligently drafted that it offered no meaningful protection against infringers. Its expert proposed alternate claim language that allegedly could have been enforced against Danaher. The district court granted defendant summary judgment, based on the element of causation. The Federal Circuit affirmed. Plaintiff did not raise a genuine dispute of material fact as to the patentability of its alternate claims. Plaintiff failed to raise a single material fact in dispute as to the nonobviousness of the proposed alternate claims. View "Minkin v. Gibbons, P.C." on Justia Law