Justia Legal Ethics Opinion Summaries

Defendant, a former federal prosecutor and prominent defense attorney, was indicted on charges including violations of the Racketeering Influenced and Corrupt Organizations Act. Reasoning that the RICO charges were inappropriate in light of the disparate nature of the substantive crimes that served as racketeering predicates, the district court dismissed. The Third Circuit reversed. On remand, the government filed a 33-count superseding indictment charging RICO violations, witness tampering (including facilitation of murder), participation in a cocaine-trafficking conspiracy, and tax evasion. The district court ordered the murder counts severed and tried them first, prohibiting the government from introducing evidence of two other witness-murder plots. The jury was unable to reach a verdict. After the jury was dismissed, the government, anticipating retrial, asked whether the court would adhere to its earlier evidentiary rulings. “Absolutely,” was the response, though the court noted that the government would be permitted to try to convince it otherwise. The Third Circuit vacated the ruling excluding evidence of the other plots and remanded for reassignment; the court’s statements before and after the earlier appeal indicate that its "impartiality might reasonably be questioned." View "United States v. Bergrin" on Justia Law

In this case Supreme Court settlement judge Nicholas Frey was disqualified from representing Respondent Amador Stage Lines, In. Pursuant to Nevada Rules of Professional Conduct 1.12(c), Frey's disqualification was imputed to the remaining members of his law firm, Woodburn and Wedge, but the parties disagreed on whether screening could be utilized to cure the imputed disqualification. Before the Supreme Court was Appellant Ryan's Express Transportation Services, Inc.'s motion to disqualify Woodburn and Wedge from representing Amador in this appeal. The Court deferred ruling on the motion to disqualify, concluding that more facts were necessary for the Court to consider the sufficiency of Woodburn and Wedge's screening measures and weather screening could be used to cure imputed disqualification in this situation. Remanded for an evidentiary hearing and written findings of fact and conclusions of law regarding the adequacy of the screening. View "Ryan's Express Transp. Servs., Inc. v. Amador Stage Lines, Inc." on Justia Law

A jury returned a verdict in favor of plaintiff on its claim of fraud and breach of the duty of good faith and fair dealing against defendants. Defendants' misrepresentations induced plaintiff to settle the asbestos exposure claims of two former employees whom defendants represented in a state-court lawsuit. On appeal, defendants contended that the district court lacked subject matter jurisdiction over the instant case under the Rooker-Feldman doctrine, and alternatively that the case called for Burford abstention. Defendants also contended that the evidence established their statute-of-limitations and waiver defenses as a matter of law. The court concluded, however, that defendants misconceived the legal authorities relevant to their jurisdiction, abstention, and waiver arguments. Regarding the statute of limitations issue, the court concluded that a reasonable jury could have found for plaintiff. Accordingly, the court affirmed the district court's judgment. View "Illinois Central Railroad Co. v. Guy, et al." on Justia Law

Mitchell was a partner in the Cleveland law firm from the early 1980s until 2006. There was no formal partnership agreement; each partner practiced in a different area of law, and each represented his clients with essentially no oversight, but shared evenly in the firm's profits. Mitchell was indicted for his involvement in a long-running scheme to bribe the auditor of Cuyahoga County into awarding overvalued contracts for appraisal work to a company formed by his law partners. The indictment charged conspiracy to commit bribery concerning programs receiving federal funds, 18 U.S.C. 371; bribery concerning programs receiving federal funds, 18 U.S.C. 666(a)(2); and conspiracy to violate the Hobbs Act, 18 U.S.C. 1951. The district court granted Mitchell acquittal on the Hobbs Act charge, but a jury convicted him of the remaining two counts. He was sentenced to 97 months. The Sixth Circuit affirmed, rejecting a challenge to the jury instruction that deliberate ignorance, in some instances, can constitute knowledge, and a challenge to the sentence. View "United States v. Mitchell" on Justia Law

This case arose from a trademark infringement suit involving the sale of counterfeit versions of defendant's hoisin sauce. The district court subsequently imposed sanctions in fees and costs pursuant to FRCP 11 against plaintiffs and their attorneys in favor of defendant. The attorneys appealed, contending that the district court erred in its application of Rule 11. Defendant cross-appealed, contending that the district should have awarded substantially more in fees and costs and moved to sanction the attorneys for filing a purportedly frivolous appeal. The court held that the safe harbor requirement under Rule 11 was satisfied in these circumstances; the attorneys have failed to show that the district court abused its discretion in concluding that the action was frivolous; nor have the attorneys shown that the district court abused its discretion in deciding to impose monetary sanctions. The court rejected defendant's arguments on cross appeal and affirmed the judgment of the district court. View "Star Mark Mgmt., Inc. v. Koon Chun Hing Kee Soy & Sauce Factory, Ltd." on Justia Law

Petitioner was prosecuting attorney for Kanawha County. Respondent was a circuit judge in Kanawha County. Respondent was a defendant in a murder prosecution pending in the County. Petitioner requested a writ of prohibition to challenge a ruling of the Kanawha County circuit court barring the introduction of certain shell casings found at the scene of the crime and firearms and ammunition seized from a residence associated with Respondent. The evidence was suppressed as a sanction for the State's admitted failure to make the shell casings available to the defense for inspection and possible testing. The Supreme Court granted the request and prohibited the enforcement of the circuit court order excluding the materials at issue from evidence, holding that while the State's conduct was troublesome, the circuit court failed properly to analyze the necessary factors for sanctions against the State pursuant to its holdings in State ex rel. Rusen v. Hill. View "State ex rel. Plants v. Circuit Court (Webster) " on Justia Law

By the Supreme Court's order, Magistrate Carol Fouty was suspended without pay from her position as magistrate following a finding of probable cause that Fouty had engaged or was currently engaged in a serious violation of the Code of Judicial Conduct, and further noting that Fouty previously had received a written admonishment for violating the Code of Judicial Conduct. Fouty requested a hearing on the issue of her suspension without pay, which was granted by the Court. The Court then affirmed the suspension without pay, holding that the Code of Judicial Conduct and existing case law supported Fouty's suspension without pay pending the completion of the underlying judicial disciplinary proceeding. View "In re Fouty" on Justia Law

This case arose when some Ecuadorian citizens sued Chevron in an Ecuador court, alleging that Chevron was responsible for environmental damage there. As the proceedings in Ecuador unfolded, Chevron sued the Ecuadorian plaintiffs and their attorneys in the U.S. District Court for the Southern District of New York, claiming that the Ecuadorian plaintiffs and their attorneys had committed fraud in the proceedings in Ecuador. As part of the New York litigation, Chevron subpoenaed documents from the Weinberg Group and the subpoena was issued from the U.S. District Court for the District of Columbia. The Weinberg Group asserted the attorney-client and work product privileges over some of the documents responsive to the subpoena. Chevron moved to compel production of those documents in the D.C. district court. The D.C. district court found that the crime-fraud exception applied and granted Chevron's motion to compel, relying almost entirely on a decision in favor of Chevron by the New York district court in the underlying fraud investigation. The court concluded that, given that the D.C. district court relied on the decision of the New York district court and that the New York district court's decision was subsequently reversed by the Second Circuit, the court must vacate the D.C. district court's decision and remand. View "Chevron Corp. v. Weinberg Group" on Justia Law

"By all appearances, Defendant Howard Kieffer had a successful nationwide criminal law practice." Defendant managed to gain admission to multiple federal trial and appellate courts across the country where he appeared on behalf of numerous criminal defendants. Defendant never attended law school, sat for a bar exam, nor receive a license to practice law. A North Dakota jury convicted Defendant of mail fraud and for making false statements. The jury found Defendant gained admission to the District of North Dakota by submitting a materially false application to the court, then relied on that admission to gain admission to the District of Minnesota, District of Colorado, and Western District of Missouri. The district court sentenced Defendant to 51 months' imprisonment and ordered him to pay restitution to six victims of his scheme. A jury in Colorado also convicted him of making false statements, wire fraud and contempt of court. The district court sentenced Defendant to 57 months' imprisonment to run consecutively to the 51 month sentence previously imposed on him in North Dakota. The court further ordered him to pay restitution to seven victims of his scheme unaccounted for in North Dakota, and directed him as a special condition of supervised release to obtain the probation office's preapproval of any proposed employment or business ventures. Defendant appealed his most recent convictions and sentence from Colorado, each based on his Sixth Amendment right to have the Government prove, and a jury find, all elements of the charged crimes beyond a reasonable doubt. Further, Defendant presented five challenges to his sentence, three of which bore directly upon the district court’s application of the Sentencing Guidelines. Upon review, the Tenth Circuit found that the record reflected that by the time of Defendant's actual sentencing, the district court had decided to sentence him within the advisory guideline range. The court then proceeded to calculate Defendant’s guideline range incorrectly on the basis of numerous procedural errors, both factual and legal. As a result, the court selected a sentence from the wrong guideline range. Accordingly, the Tenth Circuit vacated Defendant's sentence on Counts I and II of the superceding indictment and remanded the case for resentencing. The Court affirmed the district court in all other respects. View "United States v. Kieffer" on Justia Law

After his employment was terminated at Horizon House, Michael Ford filed a complaint against the three corporate employers vested with the authority to fire him, including the Horizon House homeowners association. James Mansfield served as counsel to Horizon House. Ford sent a demand letter and a draft complaint marked "for settlement purposes only" to numerous individuals and entities. Ford then filed a complaint, substantially similar to the draft complaint, in the U.S. district court against several defendants, including Mansfield. Mansfield subsequently filed a complaint against Ford and others (Defendants), alleging that he was defamed by statements made about him in the draft complaint. The circuit court sustained Defendants' demurrers, ruling that the allegations made in the draft complaint, sent before the lawsuit was filed, were privileged. The Supreme Court affirmed, holding that the circuit court did not err in finding that absolute privilege attached to the draft complaint. View "Mansfield v. Bernabei" on Justia Law