Justia Legal Ethics Opinion Summaries

El-Gazawy a citizen of Jordan, entered the U.S. in 1990 as a non-immigrant, overstayed, and failed to appear for special registration in 2003, required by the National Security Entry-Exit Registration System program. In 2006, the Department of Homeland Security served notice that he was removable under 8 U.S.C. 1227(a)(1)(B); 8 U.S.C. 1227(a)(3)(A) and 1305. At his hearing, El-Gazawy admitted the charges and stated that he would seek cancellation of removal (8 U.S.C. 1229b(b)) or voluntary departure (8 U.S.C. 1229c). The IJ allowed 90 days for the necessary paperwork and advised that failing to timely file fingerprints could result in denial of relief. With an additional schedule change, El-Gazawy had about 14 months to file the necessary paperwork. The IJ concluded that no good cause had been demonstrated for delay, deemed the cancellation claim abandoned, and granted voluntary departure. The BIA dismissed an appeal. El-Gazawy had been represented by attorney Abuzir throughout, but obtained new counsel for filing a motion to reopen, seven months later, arguing ineffective assistance of counsel. El-Gazawy claimed that he had given notice to Abuzir and had filed a claim with the Illinois Attorney Registration and Disciplinary Commission. The BIA denied his motions. The Seventh Circuit denied a petition for review. View "El-Gazawy v. Holder" on Justia Law

In 2005, attorneys White and Beaman, assisted securities broker-turned-real estate investor Seybold with a plan to buy, rehabilitate, and then sell, or refinance and rent, residential and commercial properties in Marion, Indiana. That plan involved the creation of two business entities, one partially owned by a group of private investors who contributed more than $1 million. When the plan failed, the investors sued. The district court entered summary judgment on all of the claims against the attorneys: state and federal RICO violations, conversion, federal and state securities fraud, common-law fraud (both actual and constructive), civil conspiracy, and legal malpractice. The Seventh Circuit affirmed. The plaintiffs failed to establish either that an attorney-client relationship existed or that the attorneys owed them some other legal duty for purposes of the malpractice, constructive fraud, and securities-fraud claims. Plaintiffs relied solely on representations that concerned only future conduct, or on representations of existing intent that were not yet executed, so claims of actual fraud failed, Plaintiffs failed to provide evidence that the lawyers acted in concert with Seybold to commit an unlawful act or to accomplish a lawful purpose through unlawful means. View "Rosenbaum v. White" on Justia Law

Appellant RFT Management Co., L.L.C. (RFT) brought this action against respondents Tinsley & Adams, L.L.P. and attorney Welborn D. Adams (collectively, Law Firm) based on their legal representation of RFT during the closing of its purchase of two real estate investment properties in Greenwood County. RFT alleged claims for (1) professional negligence (legal malpractice), (2) breach of fiduciary duty, (3) violation of the South Carolina Unfair Trade Practices Act1 (UTPA), and (4) aiding and abetting a securities violation in contravention of the South Carolina Uniform Securities Act of 2005 (SCUSA). The trial court granted a directed verdict in favor of Law Firm on RFT's causes of action regarding the UTPA and SCUSA, and it merged RFT's breach of fiduciary claim with its legal malpractice claim. The jury returned a verdict in favor of Law Firm on RFT's remaining claim for legal malpractice. RFT appealed, and the Supreme Court certified the case from the Court of Appeals for its review. Upon review of the matter, the Supreme Court affirmed the trial court with respect to all issues brought on appeal. View "RFT Management Co. v. Tinsley & Adams" on Justia Law

Plaintiff’s counsel failed to file a notice of appeal within 30 days of the judgment or order (Federal Rule of Appellate Procedure 4(a)(1)(A)). Defendant sought attorneys’ fees and costs under FRCP 68. The motion was withdrawn. Plaintiff then moved for issuance of an order pursuant to RCP 58(e), or, in the alternative, for an order granting an extension of time to file a notice of appeal, arguing that his attorney’s failure to file a timely notice of appeal was caused by excusable neglect as the result of a busy caseload. The court granted the extension. The Third Circuit vacated the extension as improvidently granted and dismissed plaintiff’s appeal. A ruling in favor of plaintiff “in the current circumstances could be read as condoning and even rewarding otherwise avoidable mistakes—and even outright incompetence—on the part of even experienced attorneys.” View "Ragguette v. Premier Wines & Spirits" on Justia Law

In 1990 McCarthy bought land at a mortgage foreclosure sale conducted by defendant, Seamen's, the mortgage holder. The advertisement described the parcel as "at the end of the paved portion of Higgins Hollow Road, Truro." McCarthy obtained a mortgage from Seamen's and retained defendant, Snow, an attorney. Before closing, Snow and issued to Seamen's a certificate of title. McCarthy received a copy. The foreclosure deed and mortgage were recorded. McCarthy purchased the property under the belief that it was in a specific location; it is actually another parcel. Following a land court action concerning a boundary dispute with a neighbor, McCarthy sued those involved in her purchase. During discovery, defendants sought, from the land court action, time sheets, correspondence between or among McCarthy and her attorneys, land surveyors, title abstractors, and title examiners; and all documents concerning the parcels. The Massachusetts Supreme Court held that the defendants did not establish entitlement to discovery of communications protected by attorney-client privilege under a theory of at issue waiver, but may discover the other information that qualifies as "fact" work product under Mass. R. Civ. P. 26(b)(3), because they have shown substantial need for the material and cannot without undue hardship obtain it from another source. View "McCarthy v. Slade Assocs., Inc." on Justia Law

Marie Liapis filed a complaint for divorce against petitioner Theodore Liapis, in which she also sought disposition of the couple's property, permanent spousal support, and her attorney fees and costs. Theodore answered Marie's complaint and later retained Mark Liapis, the couple's son, as his attorney. A settlement conference was scheduled, and each party filed a statement in preparation for that conference. In her statement, Marie objected to Mark's representation of Theodore. Because of the issues raised concerning Mark's representation of Theodore, the district court vacated the scheduled settlement conference and gave Mark time to determine whether he would continue as Theodore's counsel. Mark informed Marie's counsel that he did not intend to withdraw as counsel for Theodore. Marie subsequently filed a motion to disqualify Mark, asserting three bases for his disqualification: (1) Mark's representation of Theodore and his pecuniary interest in their estate created an appearance of impropriety; (2) even though Mark had never represented her, there was an "inherent conflict of interest" because it was unclear "how [Mark] would be able to zealously represent [Theodore]" when he "professe[d] to still love both his parents;" and (3) Mark should be disqualified because he was a potential witness in the case. Because appearance of impropriety is no longer recognized by the American Bar Association, and the Supreme Court has not recognized the appearance of impropriety as a basis for disqualifying counsel except in the limited circumstance of a public lawyer, the Court rejected that conclusion when the alleged impropriety is based solely on a familial relationship with the attorney. The Court also concluded that absent an ethical breach by the attorney that affects the fairness of the entire litigation or a proven confidential relationship between the nonclient parent and the attorney, the nonclient parent lacked standing to seek disqualification under RPC 1.7. View "Liapis v. Dist. Ct." on Justia Law

A district attorney filed a complaint with the Commission on Judicial Conduct alleging that a judge had exhibited "disregard for the law, lack of impartiality, and bias against the Commonwealth," S.J.C. Rule 3:09. The complaint enumerated 24 categories of decisions in which the judge allegedly exercised bias. For each category, the complaint provided one or more examples. The commission appointed special counsel to investigate. Months later, the Boston Globe published an article and an editorial reporting on the complaint and criticizing the judge's conduct in 10 cases. Four of these cases were not included in the complaint. The special counsel stated his intention to inquire about the additional cases and requested a broad set of documents. These requests were incorporated into a subpoena. The judge sought a protective order to quash or modify, arguing that the requests were overbroad and encroached on confidential, deliberative communications. Special counsel reduced the number of new cases to 23, identified into which area of inquiry each case fell, and removed one category of requested documents. The judge objected to the revised subpoena. The Massachusetts Supreme Court directed issuance of a revised subpoena, recognizing a judicial deliberative privilege as necessary to the finality, integrity, and quality of judicial decisions. View "In the Matter of Enforcement of a Subpoena" on Justia Law

Judge DeWeese sentenced Griffeth to prison for sexual battery and later oversaw his supervised release. Mayer supervised the agency responsible for monitoring Griffeth and suspected that his wife, Leech, was having an affair with Griffeth. Plaintiffs alleged that Mayer conspired with other officers and DeWeese to harass Griffeth. Mayer’s marriage ended. Plaintiffs allege that Mayer, who had been drinking, saw Griffeth and Leech in a car, pursued them, and called police to have Griffeth arrested for violating curfew. Mayer’s supervisor ordered that Mayer have no further involvement in Griffeth’s case. Plaintiffs allege that Mayer met with DeWeese and arranged to transfer Griffeth’s case to Mayer’s friend. DeWeese imposed a condition prohibiting Griffeth from contact with Leech or with her minor daughter. Griffeth was accused of associating with Leech and lying about it. Judge DeWeese refused to recuse himself, sentenced Griffeth to six months in community control, and ordered Leech removed from Griffeth’s home. The district court held that DeWeese had not established absolute judicial immunity to a claim concerning removing non-party Leech from her home. The Sixth Circuit reversed. DeWeese’s order requiring compliance with the no-contact condition of supervised release by removing Leech from the house fell within DeWeese’s subject matter jurisdiction over supervised release. View "Leech v. DeWeese" on Justia Law

The Judicial Tenure Commission (JTC) recommended that the Supreme Court remove Respondent 22nd District Court Judge Sylvia A. James from office for judicial misconduct. Judge James filed a petition asking the Court to reject that recommendation. The evidence established that respondent misappropriated public funds, some of which were intended for victims of crime in the city of Inkster. She inappropriately spent much of this money on self-promoting advertisements and travel expenses for herself and various other court employees. She treated these funds, as the master phrased it, as her own "publicly funded private foundation." In addition, she: (1) denied people access to the court by instituting and enforcing an improper business-attire policy; (2) employed a family member in violation of court policy; and (3) made numerous misrepresentations of fact under oath during the investigation and hearing of this matter. The Court concluded that cumulative effect of respondent's misconduct, coupled with its duration, nature, and pervasiveness meant that respondent was unfit for judicial office. "Although some of her misconduct, considered in isolation, does not justify such a severe sanction, taken as a whole her misconduct rises to a level that requires her removal from office." Therefore, the Court adopted the recommendations of the JTC, except with respect to costs respondent will be ordered to pay, as would be detailed later. View "In re Hon. Sylvia James" on Justia Law

James Schottel brought this action under 42 U.S.C. 1983 alleging a state court judge, Judge Patrick Young, violated his constitutional rights by conditioning the grant of his motion to withdraw as counsel on the repayment of a $1,600 retainer to the clients. The district court dismissed the action for lack of subject matter jurisdiction pursuant to the Rooker-Feldman doctrine. The Eighth Circuit Court of Appeals affirmed, holding that because Judge Young's actions were judicial in nature and were not taken in the complete absence of all jurisdiction, Judge Young was entitled to judicial immunity for the claims brought against him in this section 1983 action. View "Schottel v. Young" on Justia Law