Justia Legal Ethics Opinion Summaries

At issue in this appeal was whether the City of New York's 2010 plan for indigent defense, permitting representation by both institutional providers and private attorneys in cases in which a conflict of interest precludes representation by the initial provider, constitutes a valid combination plan within the meaning of County Law 722. Petitioners, various county bar associations, challenged the proposed plan and its implementing regulations as violative of N.Y. County Law 722 and N.Y. Mun. Home Rule Law 11(1)(e). The Court of Appeals concluded that the City may assign conflict cases to institutional providers, that its ability to do so is not contingent on the consent of the county bar associations, and that the City's proposed indigent defense plan did not run afoul of the County Law or Municipal Home Rule Law. View "Matter of N.Y. County Lawyers' Ass'n v. Bloomberg" on Justia Law

Petitioner filed suit in superior court claiming that she and her son entered into an oral that granted her a life estate in certain property. Petitioner sought to enforce the oral agreement or, in the alternative, recover of a theory of quantum meruit. The superior court granted summary judgment for Defendants. The appeals court remanded for proceedings as to whether Petitioner should recover under a theory of quantum meruit. While the case was pending on remand, Petitioner filed a petition in the county court against the judge assigned to the matter, in both his individual and official capacities, and against the Commonwealth. Petitioner raised a number of claims concerning the judge's rulings and conduct, including an assertion that he had acted in an unlawful and biased manner. The single justice denied the petition without a hearing. The Supreme Court affirmed, holding (1) Petitioner's claims of judicial bias and declaratory judgment claims should have been addressed through the ordinary trial and appellate process; (2) the judge was absolutely immune from Petitioner's request for monetary damages; and (3) Petitioner's allegations of conspiracy were insufficient to overcome the judge's absolute immunity. View "Johnson v. Commonwealth" on Justia Law

Stone owned STM, which owed Fifth Third about $1 million, secured by liens on business assets and on Stone’s house. Stone’s attorney, Atherton, introduced Stone to Waldman, a potential investor. Stone did not know that Atherton was indebted to Waldman and had given Waldman STM’s proprietary business data. Atherton filed STM’s Chapter 11 bankruptcy petition to preserve assets so that Waldman could acquire them. Atherton allowed the automatic stay to expire. Fifth Third foreclosed, obtaining judgments and a lien on Stone’s house. Waldman paid Fifth Third $900,000 for the bank’s rights. Waldman and Atherton offered to pay off Stone’s debts and employ him in exchange for STM’s assets and told Stone to sign documents without reading them, to meet a filing deadline. The documents actually transferred all STM assets exchange for a job. Ultimately, Waldman owned all STM assets and Stone’s indebtedness, with no obligation to forgive it. Waldman filed garnishment actions; Stone filed a Chapter 11 bankruptcy petition, alleging that Waldman had fraudulently acquired debts and assets. Atherton was disbarred. The bankruptcy court found that Waldman and Atherton had perpetrated “egregious frauds,” invalidated Stone’s obligations, and awarded Stone $1,191,374 in compensatory and $2,000,000 in punitive damages. The district court affirmed. The Sixth Circuit affirmed the discharge, but vacated the award of damages as unauthorized. View "Waldman v. Stone" on Justia Law

Russell Alred, judge of the judicial court, became the focus of a lengthy investigation by the judicial conduct commission culminating in formal charges consisting of twenty allegations of misconduct in office. Following an adversarial hearing on these charges, the commission found official misconduct on nine of the charges and ordered the judge removed from office. The Supreme Court (1) reversed the commission's findings and legal conclusions as clearly erroneous as to Count V, which charged Judge Alred with changing a defendant's bond conditions without a hearing or giving notice to the defendant, because it was not supported by sufficient evidence; and (2) affirmed the commission's order as to eight counts of official misconduct and the commission's decision to remove Judge Alred from office. View "Alred v. Commonwealth " on Justia Law

After the estate of a former resident sued a nursing home for negligent care, the primary insurance carrier hired lawyers to defend the suit. Because the lawyers failed to timely designate an expert witness, the settlement value of the case greatly increased, causing the nursing home's primary carrier to pay its policy limits, and its excess insurance carrier to step in, defend the nursing home, and ultimately settle the suit. The excess carrier sued the law firm for professional negligence, both directly and under a theory of equitable subrogation. The trial court, finding the excess carrier and the lawyers had no direct attorney-client relationship, granted the law firm's motion to dismiss. Upon review, the Supreme Court held that under the facts of this case, the doctrine of equitable subrogation applied, and the excess carrier could, to the extent of its losses, pursue a claim against the lawyers to the same extent as the insured. Furthermore, the Court held that the excess carrier failed to allege a sufficient factual basis for a direct claim of professional negligence against the law firm. View "Great American E&S Ins. Co. v. Quintairos, Prieto, Wood & Boyer, P.A." on Justia Law

Plaintiff filed an action against a district court judge, seeking damages for the judge's acts or omissions while presiding over a telephone pretrial conference in a civil action then pending before him. At all relevant times the judge was acting in his official capacity as a district court judge with regard to that case and the pretrial conference. The district court granted the judge's motion to dismiss on the grounds of judicial immunity. The Supreme Court affirmed, holding that because the acts of which Plaintiff complained occurred while the judge was conducting the pretrial conference and were clearly within the authority and responsibility of a district court judge, the judge was immune from suit, and the district court properly dismissed Plaintiff's complaint. View "Hartsoe v. McNeil" on Justia Law

In this action under the All Writs Act, 28 U.S.C. 1651, and the Anti-Injunction Act, 28 U.S.C. 2283, the court considered whether, following the approval of a federal class action settlement, the district court properly enjoined a state court action for legal malpractice directed at counsel for the plaintiff class. The court held that the "in aid of jurisdiction" exception to the Anti-Injunction Act could not form the basis for the district court's injunction of the state court action, as the limited circumstances in which the injunction of an in personam action could be appropriate "in aid of" the court's jurisdiction were not present in this case. The court also concluded that where, as here, the parties had a full and fair opportunity to litigate the reasonableness of counsel's representation, a subsequent malpractice action could be enjoined under the relitigation exception. View "Barroway v. Computer Assoc., et. al." on Justia Law

The Arkansas Judicial Discipline and Disability Commission recommended that the Supreme Court suspend Circuit Judge Sam Pope from his duties for thirty days without pay, basing its recommendation on its conclusions that Judge Pope willfully violated Rules 1.1 and 1.2 of Canon 1 of the Arkansas Code of Judicial Conduct. The matter arose from allegations regarding Judge Pope's involvement in a confrontation between the judge and his estranged wife and her male companion at a Walmart. The Supreme Court accepted the Commission's unanimous recommendation of Judge Pope's suspension without pay for thirty days and further concluded that the suspension with its agreed conditions was an appropriate sanction for the judge's conduct. View "Judicial Discipline & Disability Comm'n v. Pope" on Justia Law

Defendants Robert Christy, Christy & Tessier, P.A., Debra Johnson, and Kathy Tremblay, appealed a superior court decision that rescinded a professional liability policy issued by Plaintiff Great American Insurance Company (GAIC), to the law firm of Christy & Tessier, P.A. Robert Christy (Christy) and Thomas Tessier (Tessier) were partners in the firm, practicing together for over forty-five years. In 1987, Frederick Jakobiec, M.D. (Jakobiec) retained Tessier to draft a will for him. In 2001, Jakobiec's mother, Beatrice Jakobiec (Beatrice), died intestate. Her two heirs were Jakobiec and his brother, Thaddeus Jakobiec (Thaddeus). Jakobiec asked Tessier, who was Beatrice's nephew, to handle the probate administration for his mother's estate. From 2002 through 2005, Tessier created false affidavits and powers of attorney, which he used to gain unauthorized access to estate accounts and assets belonging to Jakobiec and Thaddeus. Litigation ensued; two months after Tessier and Jakobiec entered into the settlement agreement, Christy executed a renewal application for professional liability coverage on behalf of the law firm. Question 6(a) on the renewal application asked: "After inquiry, is any lawyer aware of any claim, incident, act, error or omission in the last year that could result in a professional liability claim against any attorney of the Firm or a predecessor firm?" Christy's answer on behalf of the firm was "No." The trial court found that Christy's negative answer to the question in the renewal application was false "since Tessier at least knew of Dr. Jakobiec's claim against him in 2006." On appeal, the defendants argued that rescission was improper because: (1) Christy's answer to question 6(a) on the renewal application was objectively true; (2) rescission of the policy or denial of coverage would be substantially unfair to Christy and the other innocent insureds who neither knew nor could have known of Tessier's fraud; and (3) the alleged misrepresentation was made on a renewal application as opposed to an initial policy application. GAIC argued that rescission as to all insureds is the sole appropriate remedy given the material misrepresentations in the law firm's renewal application. Upon review, the Supreme Court held that the trial court erred as a matter of law in ruling that Tessier's knowledge is imputed to Christy and the other defendants thereby voiding the policy ab initio. The Court made no ruling, however, as to whether any of the defendants' conduct would result in non-coverage under the policy and remanded for further proceedings. View "Great American Insurance Company v. Christy" on Justia Law

The issue before the Supreme Court was whether the Court of Judicial Discipline ("CJD") erred in permanently removing Lehigh County Magisterial District Judge MaryEsther S. Merlo ("Appellant") from judicial office. After careful consideration, the Court found the CJD's sanction was lawful under the circumstances of this case. With regard to Appellant's work habits, the CJD concluded her practice of repeatedly calling off and consistently arriving late constituted a violation of MDJ Rule 4C, and that her conduct was "so extreme as to bring the judicial office into disrepute," constituting a violation of Pa. Const. art. V, sec. 18(d)(1). The CJD further determined Appellant's repeated absences, repeated continuances, and failure to dispose of truancy cases and sign paperwork in a timely manner demonstrated that she did not devote the time necessary for the prompt and proper disposition of the business of her office, in violation of MDJ Rule 3A, and that she neglected and failed to perform the duties of her office, again in violation of Pa. Const. art. V, sec. 18(d)(1). Finally, the CJD concluded Appellant's conduct violated the mandate of MDJ Rule 5A that a magisterial district judge diligently discharge her administrative duties and facilitate the performance of the administrative responsibilities of her staff, noting that Appellant's conduct actually interfered with, rather than facilitated, her staff's performance of their responsibilities: "[i]t is beyond hypocritical for a judge who repeatedly fails to appear, or consistently appears late, for scheduled court proceedings to lecture and impose sanctions upon a juvenile who is appearing before the judge due to truancy issues. Such conduct undermines the very purpose of the proceedings and makes a mockery of the judicial system." The Supreme Court affirmed the decision of the CJD removing Appellant from judicial office and precluding her from holding judicial office in the future. View "In Re: Maryesther S. Merlo, Magisterial District Judge" on Justia Law