Justia Legal Ethics Opinion Summaries

The Mississippi Commission on Judicial Performance recommended that Mendenhall municipal court judge Bruce B. Smith be publicly reprimanded, suspended from office for thirty days without pay, and pay costs for: (1) failing to properly adjudicate criminal matters assigned to him; (2) engaging in ticket-fixing; and, (3) dismissing criminal charges against multiple defendants in exchange for simultaneous payments to a "drug fund" established and maintained by the Mendenhall police chief. The Commission found that Judge Smith's conduct constituted willful misconduct in office and conduct prejudicial to the administration of justice which brought the judicial office into disrepute under Section 177A of the Mississippi Constitution of 1890. Specifically, the Commission found by clear and convincing evidence that Judge Smith violated Canons 1, 2A, 3B(1), 3B(2), and 3B(8) of the Code of Judicial Conduct. Upon review, the Supreme Court concurred with the Commission’s findings and adopted its proposed discipline. View "Mississippi Comm'n on Judicial Perf. v. Smith" on Justia Law

James "Whitey" Bulger was the leader of a criminal organization in Boston from 1972 to 1999. An indictment returned by a federal grand jury charged Bulger with a number of federal offenses, including violations of the Racketeer Influenced and Corrupt Organizations (RICO) Act, and the indictment alleged that Bulger committed nineteen murders ancillary to the RICO conspiracy. Bulger's case was assigned to U.S. District Court Judge Richard Stearns. Bulger moved that Judge Stearns recuse himself, arguing that the judge's prior employment as head of the U.S. Attorney's Criminal Division in Boston and his close friendship with FBI Director Robert Mueller created an appearance of impropriety necessitating recusal. Judge Stearns denied the motion. Bulger subsequently petitioned the First Circuit Court of Appeals for a writ of mandamus requiring reversal of the judge's order denying the motion for recusal. In an opinion written by Hon. David H. Souter, the First Circuit granted the petition and ordered the case to be reassigned to a different judge "because it is clear that a reasonable person would question the capacity for impartiality of any judicial officer with the judge's particular background in the federal prosecutorial apparatus in Boston during the period covered by the accusations." View "In re Bulger" on Justia Law

Homeowners challenged the validity of the foreclosure of their home mortgages. The district court dismissed the suit under Rule 12(b)(6). The court affirmed the district court's dismissal of the law firm as fraudulently joined and concluded that the court had subject matter jurisdiction over the appeal because the doctrine of prior exclusive jurisdiction was inapplicable. The court concluded that Homeowners' pleadings mirrored those in Karnatcheva v. JPMorgan Chase Bank, N.A. and affirmed the district court's dismissal. Homeowners have failed to plead factual content that permitted the court to infer more than the mere possibility of misconduct where the pleadings contained nothing but naked assertions that one or more of the named defendants suspected that Wells Fargo lacked legal title to the mortgages yet chose to publish statements to the contrary. The district court was well within its discretion to file sanctions. Accordingly, the court affirmed the district court's judgment. View "Dunbar, et al v. Wells Fargo Bank, N.A., et al" on Justia Law

At issue in this case was whether an attorney-client relationship that existed between a religious trust (Trust), and the Trust's attorneys at a law firm (Law Firm) continued after the Trust was reformed cy pres. Specifically, the Supreme Court was required to determine whether the district court's reformation of the Trust altered the Trust to such an extent that it could no longer be considered the same client for purposes of the attorney-client privilege and the Utah Rules of Professional Misconduct. The district court (1) ordered Law Firm to disgorge privileged attorney-client information to the reformed Trust (Reformed Trust), concluding that reformation of the Trust did not sever the attorney-client privilege; and (2) disqualified Law Firm from representing Movants in substantially related matters in which Movants' interests were materially adverse to the Reformed Trust. The Supreme Court reversed, holding that the Trust and Reformed Trust were not the same client, and therefore, there was no attorney-client relationship between Law Firm and the Reformed Trust; and (2) therefore, the district court erred when it disqualified Law Firm from representing Movants and ordered Law Firm to disgorge privileged attorney-client information to the special fiduciary of the Reformed Trust. View "Snow, Christensen & Martineau v. Dist. Court" on Justia Law

Defendant in the underlying proceeding sought to disqualify Judge Ralph Winkler from presiding over any further proceedings in his case, pending for a resentencing hearing in the court of common pleas. Defendant argued, among other things, that Judge Winkler should be disqualified from resentencing him because he made "biased and prejudiced" comments about him at his initial sentencing. The Supreme Court granted the affidavit of disqualification and ordered that Judge Winkler participate no further in the underlying proceeding, as the nature and extent of Judge Winkler's comments, along with the other facts in the record, made it necessary to remove Judge Winkler to "avoid even an appearance of bias, prejudice, or impropriety, and to ensure the parties, their counsel, and the public the unquestioned neutrality of an impartial judge." View "In re Disqualification of Winkler" on Justia Law

In this appeal, the issue before the Supreme Court centered on whether a chief municipal court judge whose son became a member of the police department in the same municipality could hear cases involving that police department. The Supreme Court held that, "consistent with the canons of the Code of Judicial Conduct, a municipal court judge whose child becomes a police officer in the same municipality may not hear any cases involving that police department. The judge also may not supervise other judges who hear those cases." View "In the Matter of Advisory Letter No. 7-11 of the Supreme Court Advisory Committee on Extrajudicial Activities" on Justia Law

Respondents were former employees of Verizon West Virginia, Inc. who filed wrongful termination claims against Verizon based upon alleged violations of the West Virginia Human Rights Act. Petitioners were Verizon and various of its managerial and similar-positioned employees (collectively, Verizon) who were named as defendants in the underlying wrongful termination proceedings. At issue before the Supreme Court was Verizon's contention that Respondents' counsel's (Law Firm) prior representation of other former employees of Verizon in substantially related matters that were settled and dismissed required Law Firm to be disqualified. The circuit court permitted Law Firm to continue its representation of Respondents. Verizon subsequently requested the issuance of a writ of prohibition disqualifying Law Firm. The Supreme Court denied the writ, finding that Verizon was not entitled to prohibitory relief because (1) Law Firm's successive representation of its former and current clients did not constitute a conflict under the West Virginia Rules of Professional Conduct; and (2) moreover, the relief requested by Verizon would impermissibly restrict Law Firm's right to practice law in contravention of the Rules of Professional Conduct. View "State ex rel. Verizon West Virginia, Inc. v. Circuit Court" on Justia Law

Freeman worked at PPG until his firing in 2008; PGW subsequently assumed PPG’s liabilities. PPG maintains a 40 percent interest in PGW. After losing his job, Freeman, age 60, sued PGW under the Age Discrimination in Employment Act, 29 U.S.C. 621. The parties entered a binding arbitration agreement, listing three potential arbitrators. Lally-Green, a law school teacher, formerly a state judge, appeared at the top of both lists. Lally-Green acknowledged that she “knew some people at PPG” and had taught a seminar with a PPG attorney. The parties proceeded with Lally-Green as their arbitrator. The proceeding was fair and thorough. Lally-Green concluded that Freeman lost his job because he “had limited recent sales experience ... [and] received average performance ratings in a poorly performing region.” Three months later, Freeman moved to vacate the decision, claiming that Lally-Green had failed to disclose campaign contributions that she had received from PPG and its employees during her campaign for a seat on the state’s highest court. These contributions totaled $4,500. Lally-Green had raised $1.7 million during her unsuccessful campaign. The district court denied the motion. The Third Circuit affirmed, noting that the law firm representing Freeman had contributed $26,000 to Lally-Green’s campaign. View "Freeman v. Pittsburgh Glass Works, LLC" on Justia Law

The Searcy County Counsel for Ethical Government (SCCEG) filed a complaint seeking a declaratory judgment that Johnny Hinchey, a Searcy County Judge, neglected his duties of office when he failed to sell and convey a county-owned gravel crusher pursuant to the terms of Ark. Code Ann. 14-16-105. Judge Hinchey answered by asserting that the crusher had been determined to have no value to the County and was sold in accordance with the procedures of Ark. Code Ann. 14-16-106(c). The circuit court granted summary judgment in favor of Judge Hinchey. SCCEG appealed, arguing that the circuit court erred in finding that section 14-16-106(c) was the relevant and applicable section to the sale of the crusher because, it contended, the crusher was not determined to be junk or scrap such that the statute would apply. The Supreme Court affirmed, holding (1) the gravel crusher was properly determined to be junk under section 14-16-106(c); and (2) the provisions of section 14-16-105 for sales of county property do not also apply to sales or disposal of surplus property under section 14-16-106. View "Searcy County Counsel for Ethical Gov't v. Hinchey" on Justia Law

Paul Barber and his law firm, Barber & Borg, L.L.C. were the attorneys for Ellen Sam. Barber filed a lawsuit against numerous defendants for injuries Sam sustained when her car was struck from behind on Interstate 40. Barber also represented Sam in her capacity as the personal representative of the estates of her daughter and granddaughter, both of whom died from injuries they sustained in the collision. At some time during his representation of Sam, Barber learned that Sam had been drinking alcohol before the collision and that she had "parked at night with the lights off in a lane of traffic on [I-40], following which the car was struck by a truck." Barber also learned at some time during the litigation that Sam, who was a statutory beneficiary of her daughter's estate, took the position that the other statutory beneficiary, her ex-husband, Herman Spencer, was not entitled to share in any wrongful death proceeds because he had abandoned their daughter. Based on Sam's position, Barber approached Spencer in person with a settlement agreement, which Spencer ultimately signed, that reduced Spencer's entitlement to proceeds from the wrongful death litigation. Spencer later challenged the validity of the agreement. Barber filed a lawsuit against Spencer on Sam's behalf to enforce the agreement. Spencer counterclaimed against Sam and filed a third-party complaint against Barber for malpractice, fraud, collusion, and misrepresentation. The district court granted Barber summary judgment on the grounds that Barber did not owe a duty to Spencer as a statutory beneficiary because Spencer and Sam were adverse parties, and Barber represented Sam. The Supreme Court granted certiorari to consider the following two questions: (1) "[w]hether the duties a lawyer owes wrongful death statutory beneficiaries are governed by the Rules of Professional Conduct"; and (2) "[w]hether an adversarial relationship precludes only contract based malpractice claims and not independent tort claims." Upon review, the Supreme Court ruled that: (1) the Rules of Professional Conduct provide guidance in determining lawyers' obligations to their clients, and that the statutory beneficiary may sue the personal representative's attorney when the attorney harms the statutory beneficiary by failing to exercise reasonable skill and care during the attorney's representation of the personal representative; (2) the adversarial exception may preclude a malpractice action, whether it is in tort or in contract, and that in this case, the adversarial exception does not preclude Spencer's malpractice claim against Barber because there existed genuine issues of material fact regarding whether Barber failed to exercise reasonable skill and care in his representation of Sam as the personal representative, and if so, whether such failure harmed Spencer. View "Spencer v. Barber" on Justia Law