Justia Legal Ethics Opinion Summaries
Articles Posted in Legal Ethics
Parrish v. Latham & Watkins
In a prior litigation, FLIR filed suit against their former employees for, among other things,
misappropriation of trade secrets. After the former employees prevailed in the underlying action, they obtained a ruling that the misappropriation of trade secrets claim had been brought against them in bad faith, which resulted in an order that FLIR pay the former employees their attorney fees and costs in an amount exceeding $1.6 million. Thereafter, the former employees brought the instant malicious prosecution action against Latham, the attorneys who had represented FLIR in the underlying action. The trial court granted Latham's motion to strike the complaint under Code of Civil Procedure section 425.16, the so-called anti-SLAPP statute. The court reversed, agreeing with the former employees that Code of Civil Procedure section 340.6 is not the appropriate statute of limitations for a malicious prosecution action, and that the former employees have presented sufficient evidence that they otherwise have a probability of prevailing. View "Parrish v. Latham & Watkins" on Justia Law
Posted in:
Constitutional Law, Legal Ethics
In re Dow
The Court of Criminal Appeals held David Dow, a post-trial capital defense attorney, in contempt for violating Court of Criminal Appeals Miscellaneous Rule 11-003 and suspended him from practicing before it for one year. Dow filed this original proceeding seeking mandamus and declaratory relief in the Supreme Court, contending that the Court of Criminal Appeals exceeded its authority in imposing the sanction. The Supreme Court dismissed Dow’s petition, holding (1) the Court does not have jurisdiction under the Constitution over Dow’s petition for mandamus relief; and (2) because the Court lacked mandamus jurisdiction, it also lacked jurisdiction to grant declaratory relief. View "In re Dow" on Justia Law
Posted in:
Civil Procedure, Legal Ethics
Gaymar Indus., Inc. v. Cincinnati Sub-Zero Prods., Inc.
Gaymar ‘s patent is directed to a patient temperature control system, including a blanket that can conductively warm or cool the patient. In 2008, Gaymar sued CSZ, asserting that CSZ’s Blanketrol device infringed claims of the patent. The PTO granted CSZ’s inter partes reexamination request and issued a first Office Action rejecting all claims of the patent as anticipated or obvious over prior art cited in CSZ’s request. The district court denied Gaymar’s motion for a preliminary injunction and granted CSZ’s motion to stay the case pending the conclusion of the reexamination. The PTO reaffirmed its rejection of all claims of the patent. Gaymar filed an express abandonment of all claims in 2010, and the PTO concluded the reexamination, cancelling all of the claims. The district court lifted the stay. CSZ unsuccessfully sought attorney’s fees under 35 U.S.C. 285, alleging that Gaymar’s litigation position was frivolous and that Gaymar had engaged in litigation misconduct. Following the Supreme Court’s 2014, decision, Octane Fitness, CSZ unsuccessfully moved for reconsideration. The Federal Circuit affirmed a finding of a lack of objective baselessness, but reversed the exceptional case finding insofar as it was based on CSZ’s purported misconduct. View "Gaymar Indus., Inc. v. Cincinnati Sub-Zero Prods., Inc." on Justia Law
Castaneda v. Super. Ct.
Plaintiff challenged an order denying its motion to disqualify a law firm that substituted in to represent defendant approximately six months after one of the law firm’s attorneys served as a settlement officer in the case. In Cho v. Superior Court, the Court of Appeal held that when a judicial officer receives confidential information from a party while presiding over a settlement conference, and the judicial officer subsequently joins a law firm, that law firm may not represent an opposing party in the same action, regardless whether the law firm establishes screening procedures to prevent the former judicial officer from having any involvement with the case. The court held that the same standard applies when an attorney serves as a settlement officer in a mandatory settlement conference conducted by a judge and two volunteer attorneys. If the attorney receives confidential information from one of the
parties to the action, that attorney’s law firm may not subsequently agree to represent an
opposing party in the same action, regardless of the efficacy of the screening procedures
established by the law firm. Because the trial court did not resolve the disputed factual question whether the attorney received confidential information while serving as a settlement officer, the court granted the petition and remanded for further proceedings so the trial court can determine whether the attorney was privy to any confidential information. View "Castaneda v. Super. Ct." on Justia Law
Posted in:
Legal Ethics
Jensen v. Poindexter
The issue this case presented for the Oklahoma Supreme Court's review was whether the district court erred in sustaining a legal parent's motion to disqualify opposing counsel. More specifically, the question centered on whether the integrity of the judicial process was likely to suffer real harm when an attorney who represents a client in a proceeding to establish paternity and to determine custody of a minor child failed to report suspected child abuse to the proper authorities as required by statute, conducts a forensic interview of the child to obtain evidence to support the client's position, did not obtain the legal parent's permission prior to the interview, and filed his own affidavit attesting to the credibility of the child's affidavit. Brandy Poindexter (Mother) is the legal parent of a minor child (Child) born in 2005. On September 6, 2006, Michael Jensen (Client) filed a paternity action seeking joint custody of Child. William D. Thomas (Attorney) filed an entry of appearance on Client's behalf, becoming Client's fourth attorney in the paternity proceeding. The issue of paternity is not contested, but the district judge has yet to enter a final paternity decree. Child again alleged that he had been abused by Mother and her husband. This time, Client did not report the new allegations to DHS, but instead brought the Child to Attorney to be interviewed. On January 12, 2014, Attorney conducted a forensic interview of Child without seeking permission from Mother or securing independent counsel for Child. Only Attorney and Child were present during the interview. At a subsequent hearing on paternity, Mother moved to disqualify Attorney. Upon review, the Supreme Court concluded that the district court did not err in sustaining the motion to disqualify opposing counsel when the attorney likely compromised the legal parent's right to a fair proceeding by contaminating the fact-finding procedure and by establishing a relationship of undue influence with the child. View "Jensen v. Poindexter" on Justia Law
Posted in:
Family Law, Legal Ethics
Robol Law Office v. Recovery Ltd. P’ship
Columbus-America, acting as the agent for Recovery, discovered the wreck of the "S.S. Central America," which was loaded with tons of gold when it sank. The district court granted Columbus-America salvage rights. Robol represented Columbus-American in proceedings to establish salvage rights. Robol subsequently filed a claim in this in rem admiralty action to obtain a salvage award for himself, alleging that he had provided voluntary assistance to the Receiver in turning over files and documents related to the salvage operation, which proved useful in the continuing salvage of the sunken vessel. The district court dismissed Robol’s claim for failure to state a claim. The court affirmed, agreeing with the district court's conclusion that Robol had been obligated to return the files and documents to his former clients under the applicable rules of professional responsibility and principles of agency law and therefore that his act of returning the materials to his former clients was not a voluntary act, as would be required for him to obtain a salvage award. View "Robol Law Office v. Recovery Ltd. P'ship" on Justia Law
Posted in:
Admiralty & Maritime Law, Legal Ethics
Miss. Comm’n on Judicial Perf. v. Littlejohn
The Mississippi Commission on Judicial Performance determined that Chancellor Talmadge Littlejohn has violated multiple Canons of Judicial Conduct. In March 2012, Chancellor Littlejohn modified a 2001 Agreed Order of Filiation and Support between Ronald Brooks and Janice Fields, and ordered Brooks to pay Fields $15,000 for an automobile for their child within ninety days, and $1,750 in attorney fees within sixty days. Brooks posted a supersedeas bond, which the chancery clerk approved, and appealed Chancellor Littlejohn’s order to this Court. Because he had posted the supersedeas bond, Brooks did not pay the sums ordered while the appeal was pending. Nevertheless, Fields filed a contempt complaint against Brooks. Chancellor Littlejohn acknowledged that Brooks had posted a supersedeas bond but nevertheless held him in contempt for his failure to pay and ordered him incarcerated until he paid the entire amount of $16,750. Brooks spent three days and two nights in jail. During his incarceration, he filed an emergency appeal with the Supreme Court, and the Court vacated the contempt finding and ordered Brooks released. The Commission filed its complaint against Chancellor Littlejohn, alleging violations of Canons 1, 2A, 3B(2), and 3B(8) of the Code of Judicial Conduct. After a formal hearing, the Commission concluded that Chancellor Littlejohn had committed misconduct, and it recommended that the Supreme Court impose a $500 fine and a public reprimand, and assess costs associated with this proceeding. While the Supreme Court agreed with the Commission that Chancellor Littlejohn committed misconduct, it did not adopt the recommended sanctions. The Court found that Chancellor Littlejohn refused to take responsibility for his misconduct, and the recommended sanctions were not commensurate with sanctions imposed for similar misconduct in past cases. The Court suspended Chancellor Littlejohn from office for thirty days without pay, fined him $1,000, order that he be publicly reprimanded, and taxed him with the costs of these proceedings. View "Miss. Comm'n on Judicial Perf. v. Littlejohn" on Justia Law
Posted in:
Legal Ethics, Professional Malpractice & Ethics
In re Laura Marie Watson
The Florida Judicial Qualifications Commission (JQC) determined that Laura Marie Watson, a judge of the Seventeenth Judicial Circuit, violated the Rules Regulating Professional Conduct and recommended that she be removed from office due to her actions while a practicing attorney and her demeanor during certain proceedings. The Supreme Court found that the JQC’s findings and conclusions were supported by clear and convincing evidence and that removal was the appropriate sanction, holding that Watson’s conduct in the proceedings at issue was fundamentally inconsistent with the responsibilities of judicial office. View "In re Laura Marie Watson" on Justia Law
Posted in:
Legal Ethics
Sik Gaek, Inc. v. Harris
SGI sued Yogi’s, alleging trademark infringement. Attorney Harris filed trademark applications for Yogi’s. SGI served Harris with a subpoena, for his deposition. The deposition did not take place. The court ordered Harris to be deposed at his office at noon on October 29. SGI sent Harris, who did not attend the hearing, a copy of the order by mail and facsimile on October 23. On October 29, SGI’s attorney, Park, arrived at the office. Harris was not there. The two spoke by phone. According to Park, Harris stated that he was aware of the order, but that it would take him at least an hour to arrive. Park told Harris that if he did not arrive by 1:00 p.m. it would be treated as a “no show.” The deposition did not occur. Harris faxed a letter stating his intention to comply and willingness to be deposed telephonically or by video. SGI did not respond or attempt to reschedule, but moved to hold Harris in contempt, seeking fees and expenses of $6,800. Harris filed an affidavit, explaining that during the week of October 22, he was in New York, and that he first became aware of the court order on October 29, when speaking with Park. On November 6, Harris sent Park a letter via email, facsimile, and certified mail, stating that he was available for deposition. On November 8, Harris called Park to reschedule. Park did not return the call; Harris sent another email. There was no response. On December 17, the court ordered SGA to take Harris’ deposition that same day. SGI complied. The court declared the motion for contempt and sanctions moot. SGI filed a renewed motion. The Seventh Circuit affirmed its denial. View "Sik Gaek, Inc. v. Harris" on Justia Law
Posted in:
Civil Procedure, Legal Ethics
In re: Cruz
The Bankruptcy Code provides preferential treatment to domestic support obligations. Young filed for bankruptcy shortly after he and his wife, Stephens, divorced. The divorce decree required Young to pay alimony. Young did not pay. Stephens filed contempt proceedings in state court and Young was jailed. Young responded by filing an adversary proceeding against Stephens in the bankruptcy court, alleging a violation of the stay. In the bankruptcy, including the adversary proceeding, attorney Cruz represented Young. She repeatedly mischaracterized past-due post-petition alimony obligations as past-due prepetition obligations and falsely asserted Young was current on his alimony payments, representing that Young would "continue" to make alimony payments. In reliance on these representations, the bankruptcy court confirmed a plan. After discovering Cruz's false statements, the court entered a show-cause order and concluded that Cruz had no basis in law or fact for her assertions. Citing Federal Rule of Bankruptcy Procedure 9011, the court imposed, and the Bankruptcy Appellate Panel and Eighth Circuit affirmed, sanctions; suspending Cruz from practice in the Arkansas bankruptcy courts for six months, fining her $1,000, and directing her to attend CLE. Rule 9011 required Cruz to "make a reasonable inquiry into whether . . . a factual and legal basis" supported her assertions. View "In re: Cruz" on Justia Law
Posted in:
Bankruptcy, Legal Ethics