Justia Legal Ethics Opinion Summaries

Articles Posted in Legal Ethics
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Plaintiff appealed the trial court's award of fees following a settlement of plaintiff's lawsuit against Mercedes-Benz. Determining that it had jurisdiction, the Court of Appeal held that plaintiff was entitled to recover reasonable attorney fees for legal services performed after the January 2016 Code of Civil Procedure section 998 offer to compromise; the trial court erred by failing to use the Lodestar Method for the award of fees incurred after the January 2016 section 998 offer to compromise; and the trial court did not abuse its discretion in disallowing costs for plaintiff's first expert. View "Hanna v. Mercedes-Benz USA" on Justia Law

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Any authority for judicial approval of Fair Labor Standards Act settlements in 29 U.S.C. 216 does not extend to review of settled attorney fees. Plaintiff appealed the district court's order modifying the attorney fees in the parties' settlement agreement. The Eighth Circuit vacated the portion of the district court's judgment awarding the fees, holding that the district court lacked authority to review the settled attorney fees under Federal Rule of Civil Procedure 41. In this case, the parties were entitled to settle the attorney fee issue and no law gave the district court authority to interfere with that unconditional right. View "Barbee v. Big River Steel LLC" on Justia Law

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Plaintiff sued Defendant for tortious interference with Plaintiff’s share of the trust by making false statements and presenting misleading evidence against Plaintiff in earlier litigation. Both parties were licensed attorneys, acting pro se. The complaint was dismissed. The Cook County circuit court entered an order imposing Rule 137 sanctions against Plaintiff. The appellate court affirmed the dismissal of Plaintiff’s tortious interference claim and the finding that Plaintiff violated Rule 137 in filing that frivolous claim but reversed a finding that Defendant was entitled to attorney fees. The Illinois Supreme Court reversed in part and remanded with directions to reinstate Defendant’s attorney fee award View "McCarthy v. Taylor" on Justia Law

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The Supreme Court affirmed the decision of the circuit court denying Defendant's motion to withdraw his guilty plea, holding that the disciplining of Defendant's attorney for professional misconduct that included his handling of Defendant's defense did not prove that counsel had provided ineffective assistance.Defendant pleaded guilty to a single count of armed robbery as a party to a crime. Before sentencing, Defendant asked to withdraw his plea due to ineffective assistance of counsel. The circuit court denied the motion. While Defendant's appeal was pending, the Supreme Court decided a disciplinary case brought against Defendant's counsel and disciplined the attorney for professional misconduct. On appeal, Defendant argued that his attorney's discipline for his misconduct in handling Defendant's defense is proof to establish the deficiency of his counsel. The Supreme Court disagreed, holding that the record did not demonstrate that the professional misconduct of Defendant's attorney prevented Defendant from receiving effective assistance of counsel, and therefore, the circuit court did not erroneously exercise its discretion in denying Defendant's motion. View "State v. Cooper" on Justia Law

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In 2010, Pennsylvania inmate Houser sued prison officials (42 U.S.C.1983), claiming deliberate indifference to his medical needs. Houser unsuccessfully requested appointed counsel. Discovery proceeded. The defendants moved for summary judgment in 2013. Houser filed opposition papers pro se but again moved to appoint counsel. The court denied the defendants’ motions, granted Houser’s motion, and conducted a search to secure pro bono counsel. After two attorneys declined the case, Reed Smith assumed Houser’s representation and devoted over 1,000 hours to the case before moving to withdraw based on fundamental disagreements with Houser on strategy, a breakdown in communication, and an irremediably broken attorney-client relationship. The court told Houser that it could not dictate strategy, and stated: “We’re not going to ask anyone else... do you want to ... represent yourself?” Houser never gave a straightforward answer. The court granted Reed Smith’s motion. Houser unsuccessfully requested that the court put him back on the “appointment of counsel” list and stay the case. Noting that the case was five years old, the court pushed the trial to December 2015. In October 2015, Houser unsuccessfully moved to appoint counsel. A jury returned a verdict for the defendants. Houser unsuccessfully moved for a new trial based on the denial of his motion to appoint counsel. Houser moved to reconsider, arguing his claims had merit and involved “medical issues that were complex including requiring an expert” and the “conflicting testimony of multiple witness[es].” The Third Circuit affirmed the denial of the motion; denying Houser new counsel was not an abuse of discretion. View "Houser v. Folino" on Justia Law

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T.T. sought to ensure that his name was not linked to the record of his earlier short-term commitment for treatment of a mental health condition. Under section 27-65-107(7), C.R.S. (2018), when a person is released from short-term treatment for a mental health condition, the clerk of the district court shall seal the record in the case and omit the name of the person from the court’s “index of cases.” The key question in this case was whether “Eclipse,” the user interface of the Colorado judicial branch’s computerized case management system, was an “index of cases” as contemplated by section 27-65-107(7). The Colorado Supreme Court concluded the reference to “index of cases” in section 27-65-107(7) contemplated a list of matters before the court that could be used to locate the actual court records for those matters. The Eclipse user interface itself contained no data, and neither Eclipse nor its underlying database, ICON, functioned as an “index” or list of cases. Thus, contrary to the court of appeals’ ruling, section 27-65-107(7) did not require the court clerk to remove T.T.’s name from the ICON/Eclipse case management system. Moreover, to remove an individual’s name from this case management system would thwart the court’s statutory obligations to link the record of a short-term mental health case with subsequent cases involving that individual and to share certain information with the federal government. Because the district court cannot comply with the relief directed by the court of appeals, the Supreme Court discharged the rule to show cause. View "In re People in the Interest of T.T." on Justia Law

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Pope, McGlamry, Kilpatrick, Morrison & Norwood, P.C. ("the firm"), appealed a circuit court judgment awarding postjudgment interest to Jason DuBois. DuBois sued asserting a worker's compensation claim and tort claims against various defendants. DuBois was represented in the underlying action by two attorneys who were employed by the firm. After DuBois's attorneys ended their employment with the firm, DuBois terminated the firm's representation. The two former attorneys of the firm, however, continued to represent DuBois. The firm then intervened in the action, asserting an attorney-fee lien and claiming attorney fees and expenses. DuBois subsequently obtained settlements from the defendants, which disposed of all the claims he had asserted, but the firm's claim for attorney fees and reimbursement of expenses remained pending. The trial court ordered the clerk of the Etowah Circuit Court ("the trial-court clerk") to deposit the settlement funds "in an interest bearing account and to retain said funds until further order of the court." Following a bench trial on the attorney-fee dispute, the trial court entered a judgment finding that the firm was not entitled to any fees or reimbursement of expenses. The firm appealed, but the Court of Appeal affirmed the trial court. The Alabama Supreme Court reversed, concluding there was no money judgment against the firm that would permit the accrual of postjudgment interest. The settlement sum interpleaded into court from the underlying case "was not money that [the firm] owed to [DuBois] pursuant to any note, mortgage, judgment, or other indebtedness, nor was it awarded as the result of any legal claims against [the firm]." Accordingly, the firm was not required to pay postjudgment interest to DuBois. View "Pope, McGlamry, Kilpatrick, Morrison & Norwood, P.C. v. DuBois" on Justia Law

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Plaintiff-petitioner Jane Doe, a student-employee in the campus police department at Southwestern College, brought claims relating to sexual harassment and sexual assault against defendants-real parties Southwestern Community College District and three District employees. Her complaint also alleged sexual harassment of two other female District employees, which was presumably relevant to Doe's allegations because it provided notice to the District regarding similar misconduct by at least one of the involved employees, campus police officer Ricardo Suarez. Before her deposition could take place, one of those female employees, Andrea P., was contacted by one of Doe's lawyers, Manuel Corrales, Jr. When they discovered this contact, defendants moved to disqualify Corrales for violating Rule 4.2 of the California State Bar Rules of Professional Conduct, which generally prohibits a lawyer from communicating with "a person the lawyer knows to be represented by another lawyer in the matter." The trial court granted the motion. Although the District offered to provide counsel for Andrea, the Court of Appeal found there was no evidence that at the time of the contact she had accepted the offer or otherwise retained counsel. The Court issued a writ directing the superior court to vacate its order disqualifying Corrales as Doe's counsel in this matter. View "Doe v. Superior Court" on Justia Law

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The Supreme Court affirmed the order of the circuit court finding attorney Jonathan Streit in contempt of court and assessing a $100 fine, holding that substantial evidence supported the court's decision that Streit's actions displayed a lack of regard for the court's integrity and demonstrated disrespect.Streit appeared before the circuit court on a petition for permanent guardianship. At the hearing, the circuit court noted several deficiencies in the case file. The circuit court was unwilling to let the matter to proceed without compliance with the statutory requirements, and Streit argued that the circuit court took issue with him because he successfully reversed the circuit court in a separate case. The circuit court then found Streit in contempt of court and assessed a fine. The Supreme Court affirmed, holding that substantial evidence supported the court's decision to hold Streit in contempt. View "Streit v. State" on Justia Law

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The Supreme Court affirmed in part and dismissed in part the appeal brought by Judge Beth Lewis Maze from the denial of the Judicial Conduct Commission (JCC) denying Judge Maze's motions in JCC proceedings stemming from the JCC's five-count misconduct charge against Judge Maze, holding that the JCC did not err in denying Judge Maze's motion for a stay and that Judge Maze's other challenges were either moot or procedurally infirm.While the misconduct charges against Judge Maze were pending before the JCC, a grand jury charged Judge Maze with two counts of second-degree forgery and one count of tampering with public records. Thereafter, Judge Maze filed three motions in her JCC proceedings. The JCC denied relief on all of the motions. The Supreme Court affirmed the JCC's denial of Judge Maze's motion to stay, dismissed as moot Judge Maze's challenge to the JCC's denial of her motion for a continuance, and dismissed Judge Maze's challenge to the JCC's denial of Judge Maze's motion for an informal hearing, holding that the balance of the equities favored allowing the JCC to move ahead with its disciplinary proceedings. View "Maze v. Kentucky Judicial Conduct Commission" on Justia Law