Justia Legal Ethics Opinion Summaries

Karavidas, admitted to practice law in Illinois in 1979, worked for the City of Chicago, the Attorney General, and several law firms. In 1988, he opened his own practice. His father executed will and trust documents prepared by another attorney in 2000, and died later the same day. Karavidas was named executor and successor trustee. His dealings with the estate resulted in charges of conversion of assets entrusted to him; breach of fiduciary obligations; conduct involving dishonesty, fraud, deceit, or misrepresentation, in violation of Illinois Rules of Professional Conduct; conduct prejudicial to the administration of justice; and conduct tending to defeat the administration of justice or to bring the courts or the legal profession into disrepute. The Review Board of the IARDC recommended that charges be dismissed. The Illinois Supreme Court agreed. Before professional discipline may be imposed under Supreme Court Rule 770, the Administrator must demonstrate that the attorney violated the Rules of Professional Conduct. Personal misconduct that falls outside the scope of the Rules may be the basis for civil liability or other adverse consequences, but may not result in professional discipline.View "In re Karavidas" on Justia Law

The underlying divorce proceedings were initiated by the husband in 2010 through his attorney, James, and were complicated because the couple had a three-year-old son. Both parties had debts and neither was able to pay attorney fees, but husband’s family contributed more than $8,000 on his behalf, which was paid to James. When James received the money, husband signed an agreement, designating the sum as an “advance retainer” and the attorney’s property, not placed in a client trust account. Citing the “leveling of the playing field” provisions of the Illinois Marriage and Dissolution of Marriage Act, the trial court entered a “disgorgement” order for James to turn over to wife’s attorney half of the fees paid to him ($4,000). The appellate court and Illinois Supreme Court affirmed. The Marriage Act reflects a policy of giving trial courts discretion to do equity in dissolution proceeding by making interim fee awards where parties lack resources. Case law and ethics rules concerning attorney fees come from a different context and are not pertinent to marriage dissolution. The advance payment retainer argued by James might be appropriate in some circumstances, such as bankruptcy or a forfeiture proceeding. View "In re Marriage of Earlywine" on Justia Law

Thirteen years after the divorce was finalized, the Lamar County Chancery Court found that the former husband, Appellee John David Gatwood, was in arrears on certain financial obligations imposed by the divorce decree. Because of various extenuating circumstances, the chancellor ordered Gatwood to pay off his debt in monthly installments. More than a year after the chancery court judgment, the former wife's attorney, Jack Parsons, successfully filed a suggestion for writ of garnishment, significantly accelerating payment of Gatwood's financial obligations. Circumstances related to the manner in which the writ of garnishment was obtained resulted in sanctions against Parsons; the garnishment proceedings also gave rise to other rulings which were appealed to this Court. After review, the Supreme Court declined to find the trial court erred: evidence at trial supported that court's finding that attorney's fees and sanctions against Parsons and his client were appropriate. Accordingly, the circuit court's decision was affirmed. View "Cooper v. The Estate of William David Gatwood" on Justia Law

This case stemmed from disputes over the estate of the late Texas oil magnate and billionaire J. Howard Marshall. J. Howard died in 1995, leaving nearly all his assets to his son, Pierce, but excluding his wife, Anna Nicole Smith (Vickie), and his other son, Howard, from receiving any part of his fortune. Howard and his Wife eventually filed for Chapter 11 bankruptcy and their case was assigned to Judge Bufford, who had previously presided over Vickie's Chapter 11 bankruptcy case. Judge Bufford published three separate opinions: (1) denying Pierce's motion for reassignment or recusal; (2) confirming the Plan and denying Pierce's motion to dismiss with respect to his constitutional arguments; and (3) confirming the Plan and denying Pierce's motion to dismiss with respect to his statutory arguments. Elaine, Pierce's widow, now appeals the district court's decision, contending that the district court erred in affirming the bankruptcy court's orders. The court addressed the various issues on appeal related to the motion for recusal or reassignment, constitutional issues, and non-constitutional issues, and ultimately affirmed the district court's decision. View "In the Matter of: Marshall" on Justia Law

Plaintiffs-Appellees Carl and Pamela Morton filed a petition for guardianship against Defendant-Appellant Terry Hanson. An in-house attorney who did not carry malpractice insurance was appointed by the Family Court to represent Defendant. The Family Court certified a question to the Supreme Court concerning in-house attorneys appointed to represent indigent parties. Upon review, the Supreme Court held that in-house counsel appointed by the Family Court had qualified immunity under the Delaware Tort Claims Act. Furthermore, lack of malpractice insurance is not "good cause" for an attorney to withdraw from court-appointed representation. View "Hanson v. Morton" on Justia Law

K.F.'s (a juvenile) father appealed the termination of his parental rights. On appeal to the Supreme Court, he argued the trial court erred in denying his motion for new counsel since his previous lawyer had a conflict of interest. As justification, father argued that his trial counsel failed to pursue certain strategies he suggested, and that she would not introduce or object to what he felt was important evidence at trial because she had been a foster parent and was therefore sympathetic to the Department for Children and Families (DCF). The trial court did not find these arguments persuasive and denied father's motion to remove father's trial counsel. Upon review, the Supreme Court concluded that father did not demonstrate that his lawyer rendered ineffective counsel, and accordingly affirmed the trial court's decision. View "In re K.F." on Justia Law

Plaintiff and Spouse divorced in 1979. In postdissolution proceedings during which Plaintiff sought modification of the alimony award, Spouse was represented by several different attorneys (Defendants). All defendants failed to disclose the true financial circumstances of Spouse. In 2008, the trial court ruled that information concerning Spouse's inheritance had been concealed from Plaintiff, causing Plaintiff to incur more than $400,000 in legal expenses and other costs. Plaintiff subsequently filed an amended complaint against Defendants for fraud and intentional infliction of emotional distress. The superior court rendered judgment in favor of Defendants, concluding that such claims against attorneys for conduct that occurred during judicial proceedings were barred as a matter of law by the doctrine of absolute immunity. The appellate court affirmed, determining that the claims were precluded by the litigation privilege. The Supreme Court affirmed, holding (1) the appellate court properly determined that attorneys are protected by the litigation privilege against claims of fraud for their conduct during judicial proceedings; and (2) therefore, Plaintiff's claim of intentional infliction of emotional distress, which was derivative of his claim of fraud, was also properly rejected. View "Simms v. Seaman" on Justia Law

More than a year after Wife's and Husband's divorce, Wife filed a motion to reopen discovery. Wife also filed a motion to disqualify Judge Gonzalez from hearing the motion to reopen discovery, asserting that Judge Gonzalez hearing the motion would create an appearance of impropriety because Husband and others connected to the parties' divorce contributed to the judge's reelection complain. Judge Togliatti denied Wife's motion to disqualify Judge Gonzalez, and the Judge Gonzalez went on to preside over Wife's motion to reopen discovery. Wife subsequently petitioned the Supreme Court for a writ of mandamus or prohibition vacating Judge Togliatti's order and disqualifying Judge Gonzalez from hearing the motion to reopen discovery. The Supreme Court denied Wife's petition, holding that the failure to disqualify Judge Gonzalez did not violate Wife's due process rights or Nevada law, as all of the campaign contributions at issue were within statutory limits and made after the divorce decree. View "Ivey v. Dist. Court" on Justia Law

Mother and Child were seriously injured in an automobile accident. Mother and her husband (Husband) hired Viscomi & Gersh (Viscomi) to represent Mother and Child in their claims for damages resulting from the accident. Matthew O'Neill was subsequently appointed to act as guardian ad litem (GAL) and conservator for Child. After Mother's case settled, Mother and Husband agreed with Morales Law Office (Morales) that Morales would represent Child. Morales then filed a motion to disqualify counsel. The district court denied the motion because it did not contain the consent of Viscomi and O'Neill. The Supreme Court affirmed, holding (1) when Mother and Husband consented to the appointment of a GAL and conservator to act in Child's best interests in the legal claims she had arising from the accident, they divested themselves of the right to determine who should represent Child in her personal injury claim; (2) Mont. Code Ann. 37-61-403 and Mont. Code Ann. 72-5-427 are not unconstitutional as applied in this case; and (3) section 37-61-403 does not conflict with the Montana Rules of Professional Conduct. View "In re Estate of C.K.O." on Justia Law

Marie Liapis filed a complaint for divorce against petitioner Theodore Liapis, in which she also sought disposition of the couple's property, permanent spousal support, and her attorney fees and costs. Theodore answered Marie's complaint and later retained Mark Liapis, the couple's son, as his attorney. A settlement conference was scheduled, and each party filed a statement in preparation for that conference. In her statement, Marie objected to Mark's representation of Theodore. Because of the issues raised concerning Mark's representation of Theodore, the district court vacated the scheduled settlement conference and gave Mark time to determine whether he would continue as Theodore's counsel. Mark informed Marie's counsel that he did not intend to withdraw as counsel for Theodore. Marie subsequently filed a motion to disqualify Mark, asserting three bases for his disqualification: (1) Mark's representation of Theodore and his pecuniary interest in their estate created an appearance of impropriety; (2) even though Mark had never represented her, there was an "inherent conflict of interest" because it was unclear "how [Mark] would be able to zealously represent [Theodore]" when he "professe[d] to still love both his parents;" and (3) Mark should be disqualified because he was a potential witness in the case. Because appearance of impropriety is no longer recognized by the American Bar Association, and the Supreme Court has not recognized the appearance of impropriety as a basis for disqualifying counsel except in the limited circumstance of a public lawyer, the Court rejected that conclusion when the alleged impropriety is based solely on a familial relationship with the attorney. The Court also concluded that absent an ethical breach by the attorney that affects the fairness of the entire litigation or a proven confidential relationship between the nonclient parent and the attorney, the nonclient parent lacked standing to seek disqualification under RPC 1.7. View "Liapis v. Dist. Ct." on Justia Law