Justia Legal Ethics Opinion Summaries

Appellant was charged with one count of rape. When Gerald Crow was a circuit judge he authorized the issuance of an arrest warrant for Appellant. Crow also presided over Appellant’s plea-and-arraignment hearing. Crow then left his position as circuit judge. Crow subsequently entered an appearance as an attorney for Appellant. The State moved to disqualify Crow based on his former participation in the case as a judge. The circuit court concluded that Crow was prohibited from representing Floyd. The Supreme Court affirmed, holding that because Crow previously participated in the case “personally and substantially” as a judge, Rule 1.12 of the Arkansas Rules of Professional Conduct applied, and the State’s consent was required before Crow could participate as a lawyer. View "Floyd v. State" on Justia Law

In 2008, defendant was charged with attempted rape and was represented by his first attorney. Defendant retained his second attorney, Long, in 2009. Long represented defendant throughout a significant portion of the pre- and post-indictment proceedings, including plea negotiations and a Huntley hearing. In September 2009, defendant fired Long and retained a third attorney, who represented him for the remainder of the prosecution. Defendant was convicted and subsequently made successive CPL 440.10 motions to vacate the conviction based on newly discovered evidence relating to the credibility of witnesses. The Appellate Division affirmed the conviction and the denial of both CPL 440 motions. In 2014, defendant moved to vacate his conviction pursuant to CPL 440.10, asserting that attorney Long had simultaneously represented the Albany County District Attorney Soares, that evidence of the conflict was newly discovered, that his conviction was obtained in violation of his right to counsel, that the conviction was based on misrepresentation or fraud by the prosecutor, and that Long had provided ineffective assistance. Four months before defendant retained Long, Long had written a letter in connection with Soares' reelection campaign, asking the Board of Elections asking to examine the machine ballots. In 2011-2012, Long was counsel of record for Soares in a disciplinary proceeding and in Soares' divorce. County Court denied the motion without a hearing. The Appellate Division and New York Court of Appeals affirmed, determining that there was no support for the assertion that there was an actual conflict and that defendant failed to show that any potential conflict had operated on the defense. View "People v Wright" on Justia Law

Williams was convicted of a 1984 murder and sentenced to death. Philadelphia District Attorney Castille approved a request to seek the death penalty. Williams’s conviction and sentence were upheld on direct appeal, state post-conviction review, and federal habeas review. In 2012, Williams filed a successive petition under Pennsylvania’s Post-Conviction Relief Act (PCRA), arguing that the prosecutor had obtained false testimony from his codefendant and suppressed exculpatory evidence. Finding that the prosecutor had committed Brady violations, the court stayed Williams’s execution. The Commonwealth asked the Pennsylvania Supreme Court, whose chief justice was former District Attorney Castille, to vacate the stay. Without explanation, Castille denied Williams’s motion for recusal and request for referral to the full court; Castille joined an opinion vacating PCRA relief and reinstating Williams’s death sentence. Two weeks later, Castille retired. The U.S. Supreme Court vacated, holding that Castille’s participation violated the Due Process Clause. There is an impermissible risk of actual bias when a judge earlier had significant, personal involvement as a prosecutor in a critical decision regarding the defendant’s case. No attorney is more integral to the accusatory process than a prosecutor who participates in a major adversary decision; the decision to pursue the death penalty is a critical choice. Neither the involvement of multiple actors nor the passage of time relieves the former prosecutor of the duty to withdraw. An unconstitutional failure to recuse constitutes structural error, “not amenable” to harmless-error review, regardless of whether the judge’s vote was dispositive. The Court noted that many jurisdictions, including Pennsylvania, have statutes and professional codes that already require recusal under these circumstances. View "Williams v. Pennsylvania" on Justia Law

In 2008, defendant was convicted of armed robbery and sentenced, as a habitual criminal, to natural life imprisonment. The appellate court affirmed. In 2011, defendant, through privately retained counsel, filed a postconviction petition, claiming due process violations and ineffective assistance of trial and appellate counsel on multiple grounds. The trial court advanced defendant’s petition to second-stage proceedings. The state moved to dismiss, arguing that the petition was not timely filed; that defendant failed to allege the untimely filing was not due to his culpable negligence; that defendant’s substantive claims were barred by res judicata and waiver and consisted primarily of unsupported, conclusory allegations; and that none of the claims made a substantial showing of a constitutional violation. Defendant’s postconviction counsel filed a response, arguing that the petition was untimely filed because trial counsel failed to inform defendant about the appellate court’s June 3, 2009, decision. In support, defendant attached evidence that the notice of appeal was mailed to his mother, not to defendant. The court dismissed, finding that the record did not substantiate defendant’s claim that his trial counsel suborned perjury and that counsel’s decisions did not rise to the level of deprivation of a constitutional right. The court did not reference timeliness. On appeal, defendant unsuccessfully argued only that his privately retained postconviction counsel did not provide the requisite “reasonable level of assistance” during second-stage proceedings because counsel failed to contest the assertion that defendant’s petition was untimely based on culpable negligence. The Illinois Supreme Court affirmed, stating the reasonable level of assistance standard applies to both retained and appointed postconviction counsel and that counsel met the standard. View "People v. Cotto" on Justia Law

Petitioner was convicted of forcing women into prostitution and sentenced to life in prison. On remand, a different judge sentenced petitioner to 35 months of imprisonment. Three years after the trial, the United States disclosed that the judge who presided over petitioner's trial and sentenced him to life in prison, Jack Camp, had bipolar disorder and had suffered a brain injury. The investigation also disclosed allegations of racial bias. The court concluded that petitioner sufficiently alleged that Camp was actually biased against him where he proffered evidence that Camp had a difficult time adjudicating African-American men's cases and specifically disliked petitioner based on the fact that petitioner was a black man who pimped white women. Petitioner also alleged that Camp wanted to give all black offenders who pimped white women the maximum possible penalty, and Camp gave petitioner the maximum penalty. The government concedes that denial of an impartial judge is structural error that demands reversal. The court concluded that the district court must allow petitioner on remand an evidentiary hearing to prove that Camp was actually biased against him. The court concluded, however, that the district court correctly denied petitioner's claim that Camp was mentally incompetent without an evidentiary hearing. Accordingly, the court affirmed in part, reversed in part, and remanded. View "Norris v. United States" on Justia Law

Jason Dvorin appealed his conviction of conspiracy to commit bank fraud. Dvorin's appeal has been consolidated with the appeal of Mindy Sauter, the attorney who prosecuted defendant during his first trial. Dvorin asserted that the district court erred in: (1) denying his request for an apparent-authority jury instruction; (2) denying his request for a special unanimity jury instruction; (3) overruling his objections under Federal Rules of Evidence 701 and 704 to the government counsels’ and witnesses’ use of the terms “fraud,” “fraudulent check,” or “conspiracy”; (4) excluding extrinsic evidence of and cross-examination regarding the district court’s findings that Chris Derrington, Pavillion Bank's executive vice president, testified falsely in a prior proceeding; (5) declining to award sanctions for prosecutorial discovery misconduct; (6) admitting the testimony of Chase Bank representative Arthemis Lindsay despite the government’s failure to timely designate Lindsay as a possible witness on its witness list; and (7) permitting the government to add a forfeiture count to the second superseding indictment before the second trial and entering a forfeiture judgment at sentencing without having a jury find the facts essential to that judgment. Sauter contends that the district court erroneously found that she violated Brady, Giglio, and Napue and acted “recklessly” by failing to timely disclose Derrington’s plea agreement supplement. The court reversed the district court’s denial of Dvorin’s motion to dismiss the forfeiture account for prosecutorial vindictiveness because the presumption of vindictiveness applied in this case where the government added a forfeiture notice in the second superseding indictment, and the government failed to overcome this presumption. The court affirmed in all other respects. View "United States v. Dvorin" on Justia Law

Defendant was convicted of charges related to his involvement in prostitution and drug rings. This appeal presents an issue of first impression in this Circuit: whether a defendant’s right to effective assistance of counsel is violated when his counsel sleeps during trial. The court held that a defendant is deprived of his Sixth Amendment right to counsel when counsel sleeps during a substantial portion of the defendant’s trial. In this case, multiple witnesses testified that counsel was asleep during multiple occasions. The court concluded that the fact that counsel was sleeping during defendant's trial amounted to constructive denial of counsel for substantial periods of that trial. Furthermore, the facts of this case are equally -if not more - egregious than the facts presented in cases where other circuits have presumed prejudice. Accordingly, the court vacated the conviction and sentence, directed entry of judgment in favor of defendant on his 28 U.S.C. 2255 motion, and remanded for further proceedings. View "United States v. Ragin" on Justia Law

After a jury trial, Defendant was convicted of criminal possession of a weapon in the second degree and resisting arrest. Robert Fisher, an attorney employed by New York County Defender Services (NYCDS), was assigned to represent defendant. It was later revealed that a different attorney from NYCDS had represented another person, Toi Stephens, who was involved in the incident forming the basis of Defendant’s charges. Based on a potential conflict of interest, the court relieved Fisher as Defendant’s attorney and assigned a new attorney, who represented Defendant at trial. The Appellate Division reversed on the ground that the trial court had abused its discretion in relieving Fisher because Fisher did not represent Stephens, and the relationship between NYCDS and Stephens did not constitute a conflict. The Court of Appeals reversed, holding that, under the circumstances of this case, Supreme Court did not abuse its discretion by relieving Defendant’s assigned counsel and appointing conflict-free counsel to represent him. View "People v. Watson" on Justia Law

Defendant was accused by his step-daughter of sexual molestation when she was between the ages of 10 and 15 years old. A jury convicted defendant of 15 felonies, including rape, forcible lewd acts upon a child, aggravated sexual assault upon a child by oral copulation, aggravated sexual assault upon a child by sexual penetration, dissuading a witness from reporting a crime, and possession of child pornography. The jury acquitted him of one alleged rape (winter break rape). The court of appeal directed the trial court to enter a verdict of acquittal of an alleged June 2007 rape, for lack of substantial evidence, and ordered retrial on the remaining sexual abuse charges on juror misconduct grounds. The convictions for dissuading a witness and possession of child pornography were unaffected. During retrial, although the alleged Winter Break and June 2007 rapes were not charged, evidence of them was admitted to attack and bolster victim's credibility. The jury found defendant guilty of two counts of forcible lewd touching of a child under age 14 and hung on nine other charges. The court of appeal affirmed, upholding the admission of evidence of the uncharged rapes without informing the jury of the prior acquittals. The court found several instances of prosecutorial misconduct, which it referred to the State Bar. View "People v. Poletti," on Justia Law

Knight is a licensed attorney, and the charges against him stem from his representation of a Barber in a bankruptcy proceeding, in 2008-2010. Knight was convicted of conspiracy to commit bankruptcy fraud, 18 U.S.C. 371 and 157; aiding and abetting bankruptcy fraud; aiding and abetting the making of a false statement in relation to a bankruptcy case; and five counts of aiding and abetting money laundering, 18 U.S.C. 1957 and 2. The district court granted Knight a new trial on the conspiracy, bankruptcy fraud, and money laundering counts, granted his motion for judgment of acquittal on the false statement count, and conditionally granted him a new trial on the false statement count in the event of reversal on appeal. The Eighth Circuit reversed the acquittal on the false statement charge, but affirmed the decision to grant Knight a new trial on all counts of conviction, noting evidence that Knight and Barber used the IOLTA to keep Barber's creditors from learning that he had money available and evidence concerning a sham entity that was used to divert money to Barber's own pocket. View "United States v. Knight" on Justia Law