Justia Legal Ethics Opinion Summaries

After obtaining terrorism convictions, then-Assistant U.S. Attorney Convertino came under investigation by the U.S. Department of Justice (DOJ) Office of Professional Responsibility (OPR). An unidentified DOJ source leaked information about that investigation to Ashenfelter, a reporter. The Detroit Free Press published details, including allegations that Convertino withheld Brady materials and threatened a defense lawyer with a baseless criminal investigation. DOJ’s attempts to find the source were unsuccessful. The terrorism convictions were vacated. The defendants’ claims against Convertino under 42 U.S.C. 1983 were dismissed based on prosecutorial and qualified immunity. Convertino was found not guilty of obstruction of justice. Convertino sued DOJ, alleging that the investigation, leak, and disciplinary measures were in retaliation for his testimony before the Senate Finance Committee. Ultimately, a single claim remained--that DOJ violated the Privacy Act, 5 U.S.C. 552, when its unidentified official leaked confidential information to Ashenfelter. The district court granted the motion to compel production from Ashenfelter. Ashenfelter asserted his Fifth Amendment privilege at two depositions. The district court found that Ashenfelter had a reasonable basis for fearing that answering the questions would entail self-incrimination, sustained the assertion of privilege, and reduced its ruling to two written opinions—one public, and one sealed. Convertino unsuccessfully moved for reconsideration, citing a statement by then-Attorney General Holder that the DOJ “will not prosecute any reporter.” The Sixth Circuit affirmed, upholding the claims of privilege. View "Convertino v. Dep't of Justice" on Justia Law

Plaintiff filed suit against the District, alleging a violation of the Individuals with Disabilities Education Act (IDEA), 20 U.S.C.1400 et seq. After plaintiff prevailed, the district court awarded her $62,225 in attorneys' fees and costs for approximately one hundred hours of work. On appeal, the District argued that the district court abused its discretion when it adopted plaintiff's proposed fee matrix. The court concluded that the district court abused its discretion in relieving plaintiff of her burden of demonstrating the reasonableness of the rates. In this case, plaintiff's proposed fee matrix set the prevailing market rate for her lawyer’s services well beyond the next highest hourly rate used by district courts in IDEA litigation. Accordingly, the court vacated the fee award and remanded. View "Eley v. District of Columbia" on Justia Law

The United States filed a petition for a writ of mandamus challenging a district judge’s policy restricting the pro hac vice admission of government attorneys. After the petition was filed, the district judge reversed his previous order denying an attorney in this case pro hac vice admission. The court concluded that the case was not moot and that the controversy remains live where it was reasonably likely that the judge will again deny the pro hac vice applications of attorneys for the United States; while the reversal of the challenged order did not render this controversy moot, it rendered a formal writ of mandamus a superfluous or ineffective remedy here; in this case, the judge acted outside his discretion by failing to provide a valid reason to deny the attorney's application for pro hac vice admission; the judge committed clear error; the first and second Bauman v. U.S. District Court factors weighed in favor of issuing mandamus when the petition was filed, and weigh in favor of offering guidance to the district court; the fact that the judge's order in this case was not an isolated occurrence weighed in favor of granting mandamus relief when the petition was filed; the district court's order raises important problems or issues of first impression and weighed in favor of mandamus relief when the petition was filed and weighs in favor of offering guidance to the district court even though a formal writ is no longer necessary; and issuing a formal writ would have been an appropriate remedy but for the judge’s voluntary cessation. Accordingly, the court denied the petition without prejudice. View "USA V. USDC-NVR" on Justia Law

In a prior litigation, FLIR filed suit against their former employees for, among other things, misappropriation of trade secrets. After the former employees prevailed in the underlying action, they obtained a ruling that the misappropriation of trade secrets claim had been brought against them in bad faith, which resulted in an order that FLIR pay the former employees their attorney fees and costs in an amount exceeding $1.6 million. Thereafter, the former employees brought the instant malicious prosecution action against Latham, the attorneys who had represented FLIR in the underlying action. The trial court granted Latham's motion to strike the complaint under Code of Civil Procedure section 425.16, the so-called anti-SLAPP statute. The former employees principally contend that the interim adverse judgment rule does not preclude this malicious prosecution action because the trial court’s finding of bad faith after a bench trial in the underlying action negates its prior ruling denying summary judgment. The court concluded that this hindsight approach is inconsistent with a core principle of the interim adverse judgment rule - namely, that an interim ruling on the merits establishes probable cause in the underlying action, even though that ruling is later reversed by the trial court, a jury, or an appellate court. Accordingly, the court affirmed the judgment. View "Parrish v. Latham & Watkins" on Justia Law

In a prior litigation, FLIR filed suit against their former employees for, among other things, misappropriation of trade secrets. After the former employees prevailed in the underlying action, they obtained a ruling that the misappropriation of trade secrets claim had been brought against them in bad faith, which resulted in an order that FLIR pay the former employees their attorney fees and costs in an amount exceeding $1.6 million. Thereafter, the former employees brought the instant malicious prosecution action against Latham, the attorneys who had represented FLIR in the underlying action. The trial court granted Latham's motion to strike the complaint under Code of Civil Procedure section 425.16, the so-called anti-SLAPP statute. The court reversed, agreeing with the former employees that Code of Civil Procedure section 340.6 is not the appropriate statute of limitations for a malicious prosecution action, and that the former employees have presented sufficient evidence that they otherwise have a probability of prevailing. View "Parrish v. Latham & Watkins" on Justia Law

Plaintiff filed suit against the attorneys who represented their adversaries in litigation over various financial transactions, alleging that the attorneys engaged in illegal conduct when they solicited and received confidential, privileged, and/or proprietary information from plaintiffs' former attorney and used that information in the litigation against plaintiffs. The trial court granted defendants' motion to strike the complaint under Code of Civil Procedure section 425.16 (the anti-SLAP statute). The court affirmed the trial court's conclusion that the complaint arose from protected First Amendment activity; there was insufficient evidence to show defendants' conduct was illegal as a matter of law; and plaintiffs did not show a probability of prevailing on their claims because the statute of limitations had run and the litigation privilege barred plaintiffs' claims. View "Bergstein v. Stroock & Stroock & Lavan" on Justia Law

Florida voters elect judges. The Florida Supreme Court adopted Canon 7C(1) of its Code of Judicial Conduct, stating that judicial candidates “shall not personally solicit campaign funds . . . but may establish committees of responsible persons” to raise money for election campaigns. Yulee mailed and posted online a letter soliciting financial contributions to her campaign for judicial office. The Florida Bar disciplined her for violating a Bar Rule requiring candidates to comply with Canon 7C(1). The Florida Supreme Court upheld the sanction against a First Amendment challenge. The U.S. Supreme Court affirmed. Florida’s interest in preserving public confidence in the integrity of its judiciary is compelling.. Unlike the legislature or the executive, the judiciary “has no influence over either the sword or the purse,” so its authority largely depends on the public’s willingness to respect its decisions. Canon 7C(1) raises no fatal underinclusivity concerns. The solicitation ban aims squarely at the conduct most likely to undermine public confidence in the integrity of the judiciary: it is not riddled with exceptions. Allowing a candidate to use a committee and to write thank you notes reflect Florida’s effort to respect the First Amendment interests of candidates and contributors. Canon 7C(1) is not overinclusive It allows judicial candidates to discuss any issue with any person at any time; to write letters, give speeches, and put up billboards; to contact potential supporters in person, on the phone, or online; and to promote their campaigns through the media. Though they cannot ask for money, they can direct their campaign committees to do so. Florida has reasonably determined that personal appeals for money by a judicial candidate inherently create an appearance of impropriety. Canon 7C(1) must be narrowly tailored, not “perfectly tailored” to address that concern. View "Williams-Yulee v. Florida Bar" on Justia Law

Pending before the Fifth Circuit Court of Appeals was a motion by petitioner's federal habeas counsel to withdraw as counsel. Counsel argued that because he also represented petitioner during state habeas proceedings, it would be a conflict of interest for him to now determine whether his conduct was ineffective. Petitioner also requested the appointment of new counsel to investigate whether he has any viable claim under the rule established in the Supreme Court's decisions in "Martinez v. Ryan" and "Trevino v. Thaler." The Fifth Circuit did not read the Supreme Court's narrowly crafted decisions in Martinez or Trevino to require in this case the appointment of additional federal habeas counsel. "[P]etitioner's present lawyer is conflicted only in the sense that every lawyer charged to examine the performance of counsel is conflicted in that task when the performance is his own. That has no bearing on counsel's charge to argue the substantive claim of ineffective assistance of trial counsel. We do not read the Supreme Court as requiring a second federally appointed lawyer to plow the same ground ably plowed by the first federally appointed lawyer with no suggestion or hint of any shortcoming on his part. By this manner of reason there is no end to the succession of potential appointments, for each previous lawyer might have been ineffective." Construing present counsel's motion to withdraw as a motion for the appointment of supplemental counsel, the Fifth Circuit granted that motion. Because the claims he brought were yet unresolved, the Court denied the motion of present counsel to withdraw. The case was remanded in part back to the district court solely to appoint supplemental counsel, and to consider in the first instance whether petitioner court establish cause for the procedural default of any ineffective-assistance-of-trial-counsel claims pursuant to Martinez and Trevino that he might raise, and if so, whether those claims merited relief. View "Speer v. Stephens" on Justia Law

Petitioners sought the disqualification of the law firm of AlvaradoSmith, which: (1) previously represented another law firm in an attorney fee dispute; and (2) in this case, represented an expert seeking consulting fees arising out of the same underlying litigation as the attorney fee dispute. The Court of Appeal issued a stay order and order to show cause, and later concluded that due to AlvaradoSmith's wide-ranging access to privileged information in the first representation and the substantial relationship between the two matters required the firm to be disqualified. View "Acacia Patent Acquisition v. Super. Ct." on Justia Law

Defendant and others were charged with conspiring to distribute and conspiring to possess with intent to distribute cocaine, 21 U.S.C. 846, 841(a). He originally was appointed counsel, but later retained new counsel. Unsatisfied, defendant retained a third attorney, Rozan. Represented by Rozan, defendant pleaded guilty. He was sentenced to 151 months’ imprisonment. The Eighth Circuit upheld the conviction and sentence. The Supreme Court denied certiorari. Defendant then filed a pro se motion to vacate his conviction under 28 U.S.C. 2255, claiming ineffective assistance of counsel at the trial and appellate levels. Defendant argued that Rozan did not disclose that in 2004 and 2005, Rozan was privately reprimanded by the State Bar of Texas; in 2007, he was publicly reprimanded; and in 2009, while representing defendant on appeal, he was suspended from practice in Texas for five years, effective January 1, 2010. The Texas Supreme Court ordered Rozan to provide written notice of his suspension to every client and to every court officer in every court in which Rozan practiced. The Eighth Circuit affirmed denial of relief. It was defendant’s responsibility to investigate the disciplinary past of his attorney; the required notification occurred after defendant’s sentencing, and defendant did not show how he was prejudiced by Rozan’s silence. View "Ghost Bear v. United States" on Justia Law